DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Rademacher Financial, Inc.

Independent wealth managerLawrence, KansasCRD 114067SEC 801-113139websiteIAPD
Latest filing Mar 3, 2026
First filing on the tape Mar 2, 2012 · 39 filings
SEC status approved since May 3, 2018
RAUM
$234M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
80%
$188M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$39.0M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$234M as of Mar 3, 2026
Mar 2, 2012$34.4M then
HNW client RAUM$109M as of Mar 3, 2026
Mar 14, 2019$45.1M then
State-registered IARs (5.B.3)6 as of Mar 3, 2026
Mar 2, 20120 then
Employees (5.A)6 as of Mar 3, 2026
Mar 14, 20198 then
Private funds: no history
RAUM -11% over the last fiscal year+25% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$39.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$197,884derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$876,996, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$109M46%
  • Individuals$78.8M34%
  • State and municipal entities$43.7M19%
  • Corporations and businesses$2.5M1.1%
  • Charitable organizations$513,5160.2%
Individual clients
286reported
HNW clients
44reported
Pension plan clients
0reported
Charitable clients
3reported
Accounts
1,184reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$876,996 for 5 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.8 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Phillip Adam RademacherCertified Financial PlannerLawrence, KsDec 29, 199934 y1
Rachel Ellen RademacherLawrence, KsSep 18, 200826 y0
Kevin Lee MichaelLawrence, KsJan 22, 201412 y1
Roger Harrington CoxLawrence, Ks Sep 5, 201839 y2
Gabriel Philip D'AngeloCertified Financial PlannerLawrence, KsSep 9, 202410 y1
Ronan SramekCertified Financial PlannerLawrence, KsNov 1, 202412 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Adam Phillip Rademacher · President/Chief Compliance Officercontrol
    since 10/1999 · owns 50% to 75%
  • Ellen Rachel Rademacher · Vice Presidentcontrol
    since 10/1999 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Lawrence, Ks · principal600
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • HNW share shiftChange between filings · filing Mar 3, 2026
    HNW share of RAUM moved from 28.0% to 46.0% between the annual amendments of 2025-04-01 and 2026-03-03
    peers: independent wealth managers, $100M to $500M (5,676)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 1,095 to 1,184
    Sep 24, 2025 to Mar 3, 2026
  • Corporate clients · 4 to 6
    Sep 24, 2025 to Mar 3, 2026
  • HNW clients · 32 to 44
    Sep 24, 2025 to Mar 3, 2026
  • Individual clients · 302 to 286
    Sep 24, 2025 to Mar 3, 2026
  • Assets in custody · $845,000 to $876,996
    Sep 24, 2025 to Mar 3, 2026
  • State-registered IARs · 5 to 6
    Sep 24, 2025 to Mar 3, 2026
  • Discretionary RAUM · $261M to $232M
    Sep 24, 2025 to Mar 3, 2026
  • HNW RAUM · $74.3M to $109M
    Sep 24, 2025 to Mar 3, 2026
  • Individual RAUM · $142M to $78.8M
    Sep 24, 2025 to Mar 3, 2026
  • Non-discretionary RAUM · $1.8M to $2.8M
    Sep 24, 2025 to Mar 3, 2026
  • RAUM · $263M to $234M
    Sep 24, 2025 to Mar 3, 2026
  • Financial planning clients · 101-250 to 101-250
    Feb 20, 2025 to Apr 1, 2025
  • Accounts · 1,020 to 1,095
    Jul 12, 2024 to Feb 20, 2025
  • Charity clients · 2 to 3
    Jul 12, 2024 to Feb 20, 2025
  • Corporate clients · 5 to 4
    Jul 12, 2024 to Feb 20, 2025
  • HNW clients · 34 to 32
    Jul 12, 2024 to Feb 20, 2025
  • Individual clients · 293 to 302
    Jul 12, 2024 to Feb 20, 2025
  • Assets in custody · $846,458 to $845,000
    Jul 12, 2024 to Feb 20, 2025
  • Financial planning clients · 51-100 to 101-250
    Jul 12, 2024 to Feb 20, 2025
  • Discretionary RAUM · $179M to $261M
    Jul 12, 2024 to Feb 20, 2025
  • HNW RAUM · $123M to $74.3M
    Jul 12, 2024 to Feb 20, 2025
  • Individual RAUM · $19.1M to $142M
    Jul 12, 2024 to Feb 20, 2025
  • Non-discretionary RAUM · $1.7M to $1.8M
    Jul 12, 2024 to Feb 20, 2025
  • RAUM · $180M to $263M
    Jul 12, 2024 to Feb 20, 2025
  • Accounts · 871 to 1,020
    Nov 10, 2023 to Feb 29, 2024
  • BD registered reps · 5 to 0
    Nov 10, 2023 to Feb 29, 2024
  • Corporate clients · unset to 5.0
    Nov 10, 2023 to Feb 29, 2024
  • HNW clients · 28 to 34
    Nov 10, 2023 to Feb 29, 2024
  • Individual clients · 288 to 293
    Nov 10, 2023 to Feb 29, 2024
  • Pension plan clients · unset to 0.0
    Nov 10, 2023 to Feb 29, 2024
  • Pooled vehicle clients · unset to 0.0
    Nov 10, 2023 to Feb 29, 2024
  • Assets in custody · $851,525 to $846,458
    Nov 10, 2023 to Feb 29, 2024
  • Employees · 7 to 6
    Nov 10, 2023 to Feb 29, 2024
  • Discretionary RAUM · $113M to $179M
    Nov 10, 2023 to Feb 29, 2024
  • HNW RAUM · $52.8M to $123M
    Nov 10, 2023 to Feb 29, 2024
  • Individual RAUM · $63.3M to $19.1M
    Nov 10, 2023 to Feb 29, 2024
  • Non-discretionary RAUM · $6.3M to $1.7M
    Nov 10, 2023 to Feb 29, 2024
  • Pension RAUM · unset to 0.0
    Nov 10, 2023 to Feb 29, 2024
  • Pooled vehicle RAUM · unset to 0.0
    Nov 10, 2023 to Feb 29, 2024
  • RAUM · $119M to $180M
    Nov 10, 2023 to Feb 29, 2024
Signals
2 dated events
  • Neal Mihir Gudiseva left Rademacher Financial, Inc. for Commonwealth Financial Network (registered 2024-05-09)
    Nov 7, 2023 · Advisor changed firm · fact
  • Rademacher Financial, Inc. filed its initial SEC registration (Form ADV)
    Apr 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
785-865-5308reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
LINKEDIN.COM/COMPANY/RADEMACHER-FINANCIAL-INC-reportedpublic record, Form ADV, Sep 17, 2026
Website
RADEMACHERFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
785-865-5308reportedpublic record, Form ADV, Mar 3, 2026
Contact form
rademacherfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Team page
rademacherfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026