DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• I••••••••• H•••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• I••••••••• H•••• L•• | Independent wealth | May 29, 2012 | n/a | yes | Rancho Palos Verdes, CA|Manhattan Beach, CA | Current employment |
| F•••• W•••••• I••••••••• M••••••••• I••• | Former SEC adviser | Sep 24, 2009 | May 3, 2012 | no | LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• W•••••• I••••••••• M••••••••• I••• | T•• I••••••••• H•••• L•• | May 3, 2012 | May 29, 2012 | 26 | Firm change | Other |
| G•• A•••••••• L•• | F•••• W•••••• I••••••••• M••••••••• I••• | Aug 10, 2009 | Sep 24, 2009 |
| G•• A•••••••• L•• | n/a | Aug 6, 2003 | Aug 10, 2009 | no | LOS ANGELES, CA | Previous registration |
| G•• A••••••• I••• | n/a | Apr 14, 2000 | Aug 13, 2003 | no | LOS ANGELES, CA | Previous registration |
| 45 |
| Firm change |
| Other |
| G•• A••••••• I••• | G•• A•••••••• L•• | Aug 13, 2003 | Aug 6, 2003 | -7 | Firm change | Other |