RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••• W•••
- T•• I••••••••• H•••• L•• independent RIA currentsince May 29, 2012 · Rancho Palos Verdes, Ca
- F•••• W•••••• I••••••••• M••••••••• I••• formerSep 24, 2009 to May 3, 2012 · Los Angeles, Ca
- G•• A•••••••• L•• unclassifiedAug 6, 2003 to Aug 10, 2009 · Los Angeles, Ca
- G•• A••••••• I••• unclassifiedApr 14, 2000 to Aug 13, 2003 · Los Angeles, Ca
- F•••• W•••••• I••••••••• M••••••••• I••• to T•• I••••••••• H•••• L••left May 3, 2012, registered May 29, 2012 (26 days) · Other
- G•• A•••••••• L•• to F•••• W•••••• I••••••••• M••••••••• I•••left Aug 10, 2009, registered Sep 24, 2009 (45 days) · Other
- G•• A••••••• I••• to G•• A•••••••• L••left Aug 13, 2003, registered Aug 6, 2003 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address