DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• P•••••• W••••• M••••••••• L•
Lake Forest, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• P•••••• W••••• M••••••••• L• | Independent wealth | Jun 30, 2021 | n/a | yes | Lake Forest, IL | Current employment |
| S•••• G••••• A•••••••• L•• | Independent wealth | Nov 10, 2009 | Jan 19, 2021 | no | CLACKAMAS, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••• G••••• A•••••••• L•• | W•••••• P•••••• W••••• M••••••••• L• | Jan 19, 2021 | Jun 30, 2021 | 162 | Firm change | RIA to RIA |
| C••••••••• W••••• M••••••••• | S•••• G••••• A•••••••• L•• | Oct 2, 2008 | Nov 10, 2009 |
| C••••••••• W••••• M••••••••• | Independent wealth | Oct 7, 2005 | Oct 2, 2008 | no | PORTLAND, OR | Previous registration |
| W•••••• P•••••• I••••••••• A••••••• I•• | n/a | Oct 27, 1993 | Sep 30, 2005 | no | PORTLAND, OR | Previous registration |
| 404 |
| Firm change after gap |
| Other |
| W•••••• P•••••• I••••••••• A••••••• I•• | C••••••••• W••••• M••••••••• | Sep 30, 2005 | Oct 7, 2005 | 7 | Firm change | Other |