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Advisor at FACET
Thornton, NH | WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Facet | Independent wealth | Mar 1, 2021 | n/a | yes | WEST PALM BEACH, FL|Thornton, NH | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Jun 1, 2018 | Nov 13, 2020 | no | BRAINTREE, MA | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Apr 17, 2009 | May 17, 2018 | no | STOUGHTON, MA|STOUGHTON, MA|RANDOLPH, MA|STOUGHTON, MA|QUINCY, MA|SO ATTLEBORO, MA|ATTLEBORO, MA|NORTH ATTLEBORO, MA|ATTLEBORO, MA|QUINCY, MA|QUINCY, MA|NO QUINCY, MA|QUINCY, MA|ABINGTON, MA|BROCKTON, MA|BROCKTON, MA|BRAINTREE, MA|STOUGHTON, MA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 9, 2006 | Apr 14, 2009 | no | QUINCY, MA|QUINCY, MA|HINGHAM, MA|HINGHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Facet | Nov 13, 2020 | Mar 1, 2021 | 108 | Firm change | Ibd to RIA |
| CITIZENS SECURITIES, INC. | ADVICE AND PLANNING SERVICES | May 17, 2018 | Jun 1, 2018 | 15 | Firm change | Ibd to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITIZENS SECURITIES, INC. | Apr 14, 2009 | Apr 17, 2009 | 3 | Firm change | Other |