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D•••• J••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

D•••• J••• P•••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | OXFORD, CT

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Search this name across graphsid dfx:ria:27f4d068-4706-b263-675c-226c65651cf0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 21, 2022	n/a	yes	FORT MILL, SC\|OXFORD, CT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 20, 2017	Oct 10, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	L•• F•••••••• L••	Nov 17, 2017	Nov 20, 2017	3	Firm change	Ibd to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••• S••••••••• I•••	Feb 11, 2015

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 20, 2017 to Oct 10, 2022factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 24, 2015 to Nov 17, 2017factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 9, 2014 to Feb 11, 2015factForm ADV
→ W••••••• R•••••••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27f4d068-4706-b263-675c-226c65651cf0
First observed: Jan 19, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.