DFX Intelligence

S••• A••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S••• A••••• M•••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:27f5a9a6-1bc0-e3a1-25be-9b224a290e55

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 10, 2026	n/a	yes	Ellicott City, MD\|Columbia, MD\|OVERLAND PARK, KS	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Nov 30, 2012	Apr 10, 2026	no	COLUMBIA, MD\|MORRISTOWN, NJ\|Columbia, MD\|Columbia, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	C••••••• P•••••••	Apr 10, 2026	Apr 10, 2026	0	Firm change	Ibd to RIA
S•••••• W••••• P•••••••• L••	P•••••• A•••••• G••••• L••	Dec 31, 2012	Nov 30, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:105348:MD:2026-04-10	Apr 10, 2026	Apr 10, 2026	COLUMBIA, MD	Firm change

Relationships

Registered with (5)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 30, 2012 to Apr 10, 2026factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 23, 2010 to Dec 31, 2012factForm ADV
→ B•••••••• W••••••••• F•••••••• A••••••• I••

Dated events

Occurred
Apr 10, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27f5a9a6-1bc0-e3a1-25be-9b224a290e55
First observed: Jun 1, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.