DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scot Andrew Millen
Feed of 09/15/2026
At current firm
0 y
since Apr 10, 2026
In the industry
21 y
since May 31, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Planning independent RIA currentsince Apr 10, 2026 · Ellicott City, Md
- Private Advisor Group, LLC BD affiliatedNov 30, 2012 to Apr 10, 2026 · Columbia, Md
- Stratos Wealth Partners, Ltd BD affiliatedDec 23, 2010 to Dec 31, 2012 · Columbia, Md
- Baltimore Washington Financial Advisors Inc formerNov 19, 2007 to Dec 20, 2010 · Columbia, Md
- Wilmington Trust Investment Advisors, Inc. otherJun 1, 2005 to Sep 10, 2007 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Creative Planningleft Apr 10, 2026, registered Apr 10, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Stratos Wealth Partners, Ltd to Private Advisor Group, LLCleft Dec 31, 2012, registered Nov 30, 2012 (-31 days) · Other
- Baltimore Washington Financial Advisors Inc to Stratos Wealth Partners, Ltdleft Dec 20, 2010, registered Dec 23, 2010 (3 days) · Other
- Wilmington Trust Investment Advisors, Inc. to Baltimore Washington Financial Advisors Incleft Sep 10, 2007, registered Nov 19, 2007 (70 days) · Other
Signals
- Scot Andrew Millen left Private Advisor Group, Llc for Creative Planning (registered 2026-04-10)Apr 10, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address