DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
Pittsburgh, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jan 4, 2026 | n/a | yes | Pittsburgh, PA | Current employment |
| N••••••••• A•••• M••••••••• L•• | Independent wealth | Jan 5, 2025 | Mar 20, 2026 | no | Pittsburgh, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• A•••• M••••••••• L•• | F•••• P••••••• W•••••• L•• | Mar 20, 2026 | Jan 4, 2026 | -75 | Bulk transfer | RIA to RIA |
| F••• P••• C•••••• G••••• L•• | N••••••••• A•••• M••••••••• L•• | Nov 4, 2024 | Nov 6, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108361:281385:PA:2015-12-31 | Dec 31, 2015 | Sep 28, 2015 | P•••SBURGH, PA | Firm change after gap |
| N••••••••• A•••• M••••••••• L•• | Independent wealth | Nov 6, 2024 | Dec 31, 2024 | no | Pittsburgh, PA | Previous registration |
| F••• P••• C•••••• G••••• L•• | Former SEC adviser | Sep 28, 2015 | Nov 4, 2024 | no | P•••SBURGH, PA | Previous registration |
| F••• P••• C•••••• G•••• I•• | Former SEC adviser | Aug 31, 2007 | Dec 31, 2015 | no | P•••SBURGH, PA | Previous registration |
| 2 |
| Bulk transfer |
| RIA to RIA |
| F••• P••• C•••••• G•••• I•• | F••• P••• C•••••• G••••• L•• | Dec 31, 2015 | Sep 28, 2015 | -94 | Channel change | Other |