DFX Intelligence
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Registered advisor
D•••• D•••• P•••••
Feed of 09/14/2026
At current firm
0 y
since Jan 4, 2026
In the industry
37 y
since Oct 20, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 4, 2026 · Pittsburgh, Pa
- N••••••••• A•••• M••••••••• L•• independent RIAJan 5, 2025 to Mar 20, 2026 · Pittsburgh, Pa
- N••••••••• A•••• M••••••••• L•• independent RIANov 6, 2024 to Dec 31, 2024 · Pittsburgh, Pa
- F••• P••• C•••••• G••••• L•• formerSep 28, 2015 to Nov 4, 2024 · P•••Sburgh, Pa
- F••• P••• C•••••• G•••• I•• formerAug 31, 2007 to Dec 31, 2015 · P•••Sburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••left Mar 20, 2026, registered Jan 4, 2026 (-75 days) · corporate re-registration, not a move
- F••• P••• C•••••• G••••• L•• to N••••••••• A•••• M••••••••• L••left Nov 4, 2024, registered Nov 6, 2024 (2 days) · corporate re-registration, not a move
- F••• P••• C•••••• G•••• I•• to F••• P••• C•••••• G••••• L••left Dec 31, 2015, registered Sep 28, 2015 (-94 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address