DFX Intelligence

D••••• R•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

D••••• R•••••• F•••••••

Advisor at A••••• C•••••• P•••••••• L••

THORNTON, CO

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Search this name across graphsid dfx:ria:280f5212-c069-fb46-ce73-86d355880304

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• C•••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 2, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• C•••••• P•••••••• L••	State registered	Oct 30, 2009	n/a	yes	THORNTON, CO	Current employment
C••••••••• W••••• M•••••••••	Independent wealth	Jan 22, 2008	Aug 3, 2009	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M•••••••••	A••••• C•••••• P•••••••• L••	Aug 3, 2009	Oct 30, 2009	88	Firm change	Other
S•••••••• A••••••• L••	C••••••••• W••••• M•••••••••	Mar 19, 2008	Jan 22, 2008

Relationships

Registered with (3)

→ A••••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Oct 30, 2009 to presentfactForm ADV
→ C••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 22, 2008 to Aug 3, 2009factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 1999 to Mar 19, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:280f5212-c069-fb46-ce73-86d355880304
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.