DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Raymond Figliola
Feed of 09/14/2026
At current firm
16 y
since Oct 30, 2009
In the industry
41 y
since Jul 2, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Alpine Capital Partners, LLC state registered currentsince Oct 30, 2009 · Thornton, Co
- Coldstream Wealth Management independent RIAJan 22, 2008 to Aug 3, 2009 · Bellevue, Wa
- Strategic Advisers LLC national BDJan 1, 1999 to Mar 19, 2008 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Coldstream Wealth Management to Alpine Capital Partners, LLCleft Aug 3, 2009, registered Oct 30, 2009 (88 days) · Other
- Strategic Advisers LLC to Coldstream Wealth Managementleft Mar 19, 2008, registered Jan 22, 2008 (-57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address