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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

MICHAEL LEE PAQUETTE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:283ddd8f-cd22-5629-91c7-512399d6c82c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 21, 1998
First registration: Aug 20, 2001
Dual registered: yes, broker-dealer
Other names: MIKE LEE PAQUETTE
IAPD individual key: 2990894

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 2, 2011	n/a	yes	BEDFORD, NH	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 24, 2007	Apr 8, 2011	no	MANCHESTER, NH\|MANCHESTER, NH\|SHELBURNE, VT\|RUTLAND, VT\|WHITE RIVER JUNCTION, VT\|BENNINGTON, VT\|BERLIN, VT\|BONDVILLE, VT\|BRATTLEBORO, VT\|BURLINGTON, VT\|CASTLETON, VT\|COLCHESTER, VT\|ESSEX JUNCTION, VT\|MONTPELIER, VT\|NORWICH, VT\|POULTNEY, VT\|PROCTOR, VT\|MIDDLEBURY, VT\|RUTLAND, VT\|SOUTH BURLINGTON, VT\|SPRINGFIELD, VT\|ST. ALBANS, VT\|VERGENNES, VT\|WEST PAWLET, VT\|WILLISTON, VT\|WOODSTOCK, VT\|RUTLAND, VT\|EXETER, NH\|CONCORD, NH\|MANCHESTER, NH\|LONDONDERRY, NH\|ROCHESTER, NH\|NORTH CONWAY, NH\|PORTSMOUTH, NH\|HUDSON, NH\|SOMERSWORTH, NH\|KEENE, NH\|NORTH HAMPTON, NH\|MEREDITH, NH\|BEDFORD, NH\|CONCORD, NH\|GOFFSTOWN, NH\|HUDSON, NH\|MANCHESTER, NH\|MANCHESTER, NH\|MANCHESTER, NH\|SALEM, NH\|WINDHAM, NH\|AMHERST, NH\|BEDFORD, NH\|MANCHESTER, NH\|GOFFSTOWN, NH\|MANCHESTER, NH\|HOOKSETT, NH\|MANCHESTER, NH\|MANCHESTER, NH\|MERRIMACK, NH\|MILFORD, NH\|MANCHESTER, NH\|MANCHESTER, NH\|BERLIN, NH\|COLEBROOK, NH\|CONWAY, NH\|FRANKLIN, NH\|LINCOLN, NH\|LACONIA, NH\|OSSIPEE, NH\|PLYMOUTH, NH\|WOLFEBORO, NH\|MILFORD, NH\|EXETER, NH\|HAMPTON, NH\|MILFORD, NH\|PORTSMOUTH, NH\|RAYMOND, NH\|ROCHESTER, NH\|SOMERSWORTH, NH\|STRATHAM, NH\|BARRINGTON, NH\|DOVER, NH\|HAMPTON, NH\|HAMPTON FALLS, NH\|RAYMOND, NH\|ROLLINSFORD, NH\|STRATHAM, NH\|NASHUA, NH\|NASHUA, NH\|NASHUA, NH\|PELHAM, NH\|SALEM, NH\|NASHUA, NH\|WINDHAM, NH\|CLAREMONT, NH\|HANOVER, NH\|HENNIKER, NH\|HINSDALE, NH\|LEBANON, NH\|CONCORD, NH\|CONCORD, NH\|PENACOOK, NH\|PITTSFIELD, NH\|WEST LEBANON, NH\|NASHUA, NH\|DERRY, NH\|AMESBURY, MA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Aug 20, 2001	Sep 18, 2007	no	MANCHESTER, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 8, 2011	May 2, 2011	24	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CITIZENS SECURITIES, INC.	Sep 18, 2007	Sep 24, 2007	6	Firm change	Other

Relationships

Registered with (3)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 2, 2011 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 24, 2007 to Apr 8, 2011factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 20, 2001 to Sep 18, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:283ddd8f-cd22-5629-91c7-512399d6c82c
First observed: Aug 20, 2001
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL LEE PAQUETTE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:283ddd8f-cd22-5629-91c7-512399d6c82c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

May 2, 2011

n/a

yes

BEDFORD, NH

Current employment

CITIZENS SECURITIES, INC.

Bd affiliated wealth

Sep 24, 2007

Apr 8, 2011

Previous registration

CETERA INVESTMENT SERVICES LLC

Former SEC adviser

Aug 20, 2001

Sep 18, 2007

MANCHESTER, NH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CITIZENS SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 8, 2011

May 2, 2011

Firm change

Other

CETERA INVESTMENT SERVICES LLC

CITIZENS SECURITIES, INC.

Sep 18, 2007

Sep 24, 2007

Firm change

Other