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RIA / WealthAdvisor15 years in industry

MATTHEW BIRD MALONE

Advisor at SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH | Nashville, TN

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Search this name across graphsid dfx:ria:284e6156-bca8-1bd2-e06c-05f95a36e2d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUOIA FINANCIAL GROUP, L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 1, 2011
First registration: Apr 4, 2011
Dual registered: no
Other names: MATTHEW B MALONE|MATTHEW BIRD MALONE|Matthew Malone
IAPD individual key: 5883970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	Feb 20, 2025	n/a	yes	Nashville, TN\|AKRON, OH	Current employment
TBH GLOBAL ASSET MANAGEMENT, LLC	Independent wealth	Mar 22, 2023	Dec 5, 2024	no	BRENTWOOD, TN	Previous registration
KEY CAPITAL MANAGEMENT, INC.	Independent wealth	May 25, 2022	Dec 21, 2022	no	Franklin, TN\|HENDERSONVILLE, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 26, 2020	Mar 26, 2021	no	KNOXVILLE, TN	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 6, 2016	Aug 20, 2020	no	KNOXVILLE, TN	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 11, 2014	Sep 9, 2016	no	CHARLOTTE, NC\|KNOXVILLE, TN\|KNOXVILLE, TN\|KNOXVILLE, TN\|KNOXVILLE, TN\|KNOXVILLE, TN\|KNOXVILLE, TN\|JEFFERSON CITY, TN\|LOUISVILLE, KY\|KNOXVILLE, TN\|LOUDON, TN\|LENOIR CITY, TN\|LOUDON, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 24, 2012	Aug 11, 2014	no	MORRISTOWN, TN\|KNOXVILLE, TN\|CHATTANOOGA, TN	Previous registration
MORGAN STANLEY	Wirehouse	Apr 4, 2011	Nov 6, 2012	no	Chattanooga, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TBH GLOBAL ASSET MANAGEMENT, LLC	SEQUOIA FINANCIAL GROUP, L.L.C.	Dec 5, 2024	Feb 20, 2025	77	Firm change	RIA to RIA
KEY CAPITAL MANAGEMENT, INC.	TBH GLOBAL ASSET MANAGEMENT, LLC	Dec 21, 2022	Mar 22, 2023	91	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	KEY CAPITAL MANAGEMENT, INC.	Mar 26, 2021	May 25, 2022	425	Firm change after gap	Wirehouse to RIA
ADVICE AND PLANNING SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 20, 2020	Aug 26, 2020	6	Firm change	Ibd to wirehouse
BB&T INVESTMENT SERVICES, INC.	ADVICE AND PLANNING SERVICES	Sep 9, 2016	Oct 6, 2016	27	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BB&T INVESTMENT SERVICES, INC.	Aug 11, 2014	Aug 11, 2014	0	Firm change	Wirehouse to new firm
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 6, 2012	Oct 24, 2012	-13	Firm change	Wirehouse to wirehouse

Relationships

Registered with (7)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ TBH GLOBAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 22, 2023 to Dec 5, 2024factForm ADV
→ KEY CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
May 25, 2022 to Dec 21, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 26, 2020 to Mar 26, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 6, 2016 to Aug 20, 2020factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 11, 2014 to Sep 9, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 4, 2011 to Nov 6, 2012factForm ADV

Dated events

Occurred
Dec 5, 2024
Advisor changed firm
Matthew Bird Malone left Tbh Global Asset Management, Llc for Sequoia Financial Group, L.L.C. (registered 2025-02-20)
Form ADVobserved 5 days ago
Occurred
Dec 21, 2022
Advisor changed firm
Matthew Bird Malone left Key Capital Management, Inc. for Tbh Global Asset Management, Llc (registered 2023-03-22)
Form ADVobserved 5 days ago