DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B••• M•••••

S•••••• F•••••••• G••••• L•••••independent RIAAkron, Oh IA-onlyIAPD 5883970

Feed of 09/15/2026

Also filed as M•••••• B M•••••

At current firm

1 y

since Feb 20, 2025

In the industry

15 y

since Apr 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• F•••••••• G••••• L••••• independent RIA current
since Feb 20, 2025 · Nashville, Tn
T•• G••••• A•••• M••••••••• L•• independent RIA
Mar 22, 2023 to Dec 5, 2024 · Brentwood, Tn
K•• C•••••• M••••••••• I••• independent RIA
May 25, 2022 to Dec 21, 2022 · Franklin, Tn
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 26, 2020 to Mar 26, 2021 · Knoxville, Tn
A••••• A•• P••••••• S••••••• BD affiliated
Oct 6, 2016 to Aug 20, 2020 · Knoxville, Tn
B••• I••••••••• S•••••••• I••• former
Aug 11, 2014 to Sep 9, 2016 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 24, 2012 to Aug 11, 2014 · Morristown, Tn
M••••• S•••••• wirehouse
Apr 4, 2011 to Nov 6, 2012 · Chattanooga, Tn

Moves

a registration end followed by a registration begin elsewhere

T•• G••••• A•••• M••••••••• L•• to S•••••• F•••••••• G••••• L•••••
left Dec 5, 2024, registered Feb 20, 2025 (77 days) · RIA to RIA
K•• C•••••• M••••••••• I••• to T•• G••••• A•••• M••••••••• L••
left Dec 21, 2022, registered Mar 22, 2023 (91 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K•• C•••••• M••••••••• I•••
left Mar 26, 2021, registered May 25, 2022 (425 days) · Wirehouse to independent RIA
A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 20, 2020, registered Aug 26, 2020 (6 days) · Affiliated broker-dealer or bank to wirehouse
B••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••
left Sep 9, 2016, registered Oct 6, 2016 (27 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• I••••••••• S•••••••• I•••
left Aug 11, 2014, registered Aug 11, 2014 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 6, 2012, registered Oct 24, 2012 (-13 days) · Wirehouse to wirehouse

Signals

M•••••• B••• M••••• left T•• G••••• A•••• M••••••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2025-02-20)
Dec 5, 2024 · Advisor changed firm · fact
M•••••• B••• M••••• left K•• C•••••• M••••••••• I••• for T•• G••••• A•••• M••••••••• L•• (registered 2023-03-22)
Dec 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address