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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

TIMOTHY NEVILLE FOWLER

Advisor at CWM, LLC

OMAHA, NE | Omaha, NE

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Search this name across graphsid dfx:ria:284e6d91-257a-08c9-b01e-fb0382c5eea6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 4, 2012
First registration: Oct 16, 2013
Dual registered: yes, broker-dealer
Other names: TIM NEVILLE FOWLER|Timothy Neville Fowler|Tim N Fowler|Timothy N Fowler|Tim N Fowler|Tim Fowler|TIMOTHY FOWLERII|TIM NEVILLE FOWLER|TIMOTHY NEVILLE FOWLER
IAPD individual key: 6099830

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Oct 7, 2025	n/a	yes	OMAHA, NE\|Omaha, NE	Current employment
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Oct 2, 2025	no	Gilbert, AZ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jan 25, 2019	Sep 5, 2023	no	Seattle, WA\|ARLINGTON, VA\|Kirkland, WA\|Gilbert, AZ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 20, 2018	Jan 23, 2019	no	ISSAQUAH, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 18, 2013	Jan 11, 2018	no	OMAHA, NE\|OMAHA, NE\|Bellevue, WA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 16, 2013	Jan 11, 2018	no	OMAHA, NE\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CWM, LLC	Oct 2, 2025	Oct 7, 2025	5	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
J.P. MORGAN SECURITIES LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 23, 2019	Jan 25, 2019	2	Firm change	Wirehouse to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 11, 2018	Oct 18, 2013	-1,546	Channel change	Other
TD AMERITRADE, INC.	J.P. MORGAN SECURITIES LLC	Jan 11, 2018	Aug 20, 2018	221	Firm change	Other

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
Oct 7, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to Oct 2, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2019 to Sep 5, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 20, 2018 to Jan 23, 2019factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 16, 2013 to Jan 11, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 18, 2013 to Jan 11, 2018factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
Timothy Neville Fowler left Morgan Stanley for Cwm, Llc (registered 2025-10-07)
Form ADVobserved 5 days ago