DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• N•••••• F•••••

C••• L••BD affiliatedOmaha, Ne dual registrantIAPD 6099830

Feed of 09/14/2026

Also filed as Tim N•••••• F•••••

At current firm

0 y

since Oct 7, 2025

In the industry

14 y

since Sep 4, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Oct 7, 2025 · Omaha, Ne
M••••• S•••••• wirehouse
Sep 5, 2023 to Oct 2, 2025 · Gilbert, Az
E•••••• C•••••• M••••••••• L•• former
Jan 25, 2019 to Sep 5, 2023 · Seattle, Wa
J••• M••••• S••••••••• L•• wirehouse
Aug 20, 2018 to Jan 23, 2019 · Issaquah, Wa
T• A••••••••• I••• former
Oct 18, 2013 to Jan 11, 2018 · Omaha, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 16, 2013 to Jan 11, 2018 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C••• L••
left Oct 2, 2025, registered Oct 7, 2025 (5 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••
left Jan 23, 2019, registered Jan 25, 2019 (2 days) · Wirehouse to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jan 11, 2018, registered Oct 18, 2013 (-1546 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to J••• M••••• S••••••••• L••
left Jan 11, 2018, registered Aug 20, 2018 (221 days) · Other

Signals

T•••••• N•••••• F••••• left M••••• S•••••• for C••• L•• (registered 2025-10-07)
Oct 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address