DFX Intelligence

S•••••••• R• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S•••••••• R• S•••••

Advisor at B••••••• W••••• P•••••••• L••

MINNETONKA, MN

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Search this name across graphsid dfx:ria:28530185-89cc-9830-8ff1-5c8294d6a812

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••••• P•••••••• L••	Independent wealth	Feb 2, 2023	n/a	yes	MINNETONKA, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 15, 2017	Feb 7, 2023	no	MINNEAPOLIS, MN\|Minnetonka, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	B••••••• W••••• P•••••••• L••	Feb 7, 2023	Feb 2, 2023	-5	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:324489:MN:2023-02-03	Feb 7, 2023	Feb 2, 2023	MINNETONKA, MN	Firm change

Relationships

Registered with (2)

→ B••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 2, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 15, 2017 to Feb 7, 2023factForm ADV

Dated events

Occurred
Feb 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28530185-89cc-9830-8ff1-5c8294d6a812
First observed: May 15, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.