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CRD 324489
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••• C••••• M•• | Chartered Financial Consultant | MINNETONKA, MN | Delano, MN | 3 | 40 | 1 | no |
| M••• J• K••••• | Certified Financial Planner|Chartered Financial Consultant | MINNETONKA, MN | 3 | 37 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K•••••• M••• J• | CHIEF OPERATING OFFICER | Na | yes | 02/2023 | Feb 2, 2023 | Oct 29, 2024 |
| L•••••••• J•••• B• | CHIEF EXECUTIVE OFFICER | D | yes | 02/2023 | Feb 2, 2023 | Oct 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Delano | Mn | United States | 4 | no |
| Litchfield | Mn | United States | 2 | no |
| NEW BRIGHTON | Mn | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 5.6% | 1 | 0 | 0 | 3 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $968M | 15.7% | n/a | n/a | 34 | 33 | 2 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | 2 | Feb 7, 2023 | Feb 2, 2023 | NAPLES, FL | Team lift out | Ibd to new firm | 0.0% |
| A••••••••• F•••••••• S•••••••• L•• | 15 | Feb 3, 2023 |
| no |
| J••• B• L••••••• | Certified Financial Planner | MINNETONKA, MN | 3 | 28 | 1 | no |
| J•••• W••••• D••••• | n/a | Delano, MN | MINNETONKA, MN | 3 | 28 | 1 | no |
| R••• B•••••• B•••••• | n/a | MINNETONKA, MN | Pahrump, NV | 3 | 22 | 1 | no |
| N•••• A• S••••• | n/a | MINNETONKA, MN | 3 | 26 | 1 | no |
| H•••••• R• F•••• | n/a | MINNETONKA, MN | Litchfield, MN | 3 | 21 | 2 | no |
| S•••• T••••• M•••••••• | Certified Financial Planner | Litchfield, MN | MINNETONKA, MN | 3 | 21 | 1 | no |
| J••• M• M•• | n/a | MINNETONKA, MN | Delano, MN | 3 | 12 | 1 | no |
| M•••••• C•••• G••••••• | n/a | MINNETONKA, MN | Litchfield, MN | 3 | 15 | 1 | no |
| S•••••••• R• S••••• | Certified Financial Planner | MINNETONKA, MN | 3 | 10 | 1 | no |
| L••• G•••••• D••••••••• | Certified Financial Planner | MINNETONKA, MN | 3 | 13 | 1 | no |
| A•••• A•••••• S••••••• | n/a | MINNETONKA, MN | Litchfield, MN | 3 | 12 | 1 | no |
| M•••• E•••••••• R••• | Certified Financial Planner | MINNETONKA, MN | 3 | 26 | 1 | no |
| R•••••• v•••••••• | n/a | Litchfield, MN | 2 | 12 | n/a | no |
| J••• B••••••• M••••• | n/a | MINNETONKA, MN | 0 | 15 | 1 | no |
| C••••••• A••••• H•••••• | n/a | MINNETONKA, MN | 0 | 19 | 2 | no |
| M••••••• J• D••••• | n/a | MINNETONKA, MN | 0 | 10 | 1 | no |
| CHIEF FINANCIAL OFFICER |
| C |
| yes |
| 10/2024 |
| Feb 2, 2023 |
| Oct 29, 2024 |
| W••••••• A•••••• S• | CHIEF COMPLIANCE OFFICER | Na | no | 07/2023 | Aug 23, 2023 | Oct 29, 2024 |
| $1.1B |
| $1.1B |
| 34 |
| 18 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $968M | $968M | 33 | 33 | 3 | n/a | n/a |
| 2023 | Mar 6, 2024 | $811M | $811M | 39 | 33 | 3 | n/a | n/a |
| MINNETONKA, MN |
| Team lift out |
| Ibd to new firm |
| 0.1% |