DFX Intelligence

B•••• P••••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

B•••• P••••••• A•••••••

Advisor at P••••••••• F••••••••• L••

VALENCIA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28840f78-8c49-baaf-473c-003238bd425d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F••••••••• L••	Independent wealth	Aug 6, 2024	n/a	yes	VALENCIA, CA	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 27, 2023	Dec 31, 2023	no	VALENCIA, CA\|Valencia, CA\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P••••••••• F••••••••• L••	Dec 31, 2023	Aug 6, 2024	219	Firm change	Ibd to RIA
O••••••••• S••••••••• I•••	C••••• A••••••• L••	Feb 16, 2023	Jan 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
4173:10299:IN:2023-02-15	Feb 16, 2023	Jan 27, 2023	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ P••••••••• F••••••••• L••Registered adviserregistration: current employment
Aug 6, 2024 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 27, 2023 to Dec 31, 2023factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Feb 16, 2023factForm ADV
→ O• I••••••••• M••••••••• C•

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28840f78-8c49-baaf-473c-003238bd425d
First observed: Jan 23, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.