DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• P••••••• A•••••••

P••••••••• F••••••••• L••independent RIAValencia, CaIA-onlyIAPD 4908032

Feed of 09/14/2026

Also filed as B•••• P••••••• Alvardo

At current firm

2 y

since Aug 6, 2024

In the industry

21 y

since Mar 25, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••••• F••••••••• L•• independent RIA current
since Aug 6, 2024 · Valencia, Ca
C••••• A••••••• L•• former
Jan 27, 2023 to Dec 31, 2023 · Valencia, Ca
O••••••••• S••••••••• I••• BD affiliated
Jan 2, 2015 to Feb 16, 2023 · Valencia, Ca
O• I••••••••• M••••••••• C• BD affiliated
Aug 16, 2013 to Dec 13, 2014 · Valencia, Ca
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 23, 2012 to Aug 21, 2013 · Granada Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to P••••••••• F••••••••• L••
left Dec 31, 2023, registered Aug 6, 2024 (219 days) · Affiliated broker-dealer or bank to independent RIA
O••••••••• S••••••••• I••• to C••••• A••••••• L••
left Feb 16, 2023, registered Jan 27, 2023 (-20 days) · Affiliated broker-dealer or bank to another · moved with a team
O• I••••••••• M••••••••• C• to O••••••••• S••••••••• I•••
left Dec 13, 2014, registered Jan 2, 2015 (20 days) · Other
M•• I•••••••• S•••••••• L•• to O• I••••••••• M••••••••• C•
left Aug 21, 2013, registered Aug 16, 2013 (-5 days) · Other

Signals

B•••• P••••••• A••••••• left C••••• A••••••• L•• for P••••••••• F••••••••• L•• (registered 2024-08-06)
Dec 31, 2023 · Advisor changed firm · fact
B•••• P••••••• A••••••• left O••••••••• S••••••••• I••• for C••••• A••••••• L•• (registered 2023-01-27)
Feb 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address