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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)13 years in industry

Timothy James McLaughlin

Advisor at INVESCO ADVISERS, INC.

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:289fa708-b158-bf53-927e-cd25dbcb091e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INVESCO ADVISERS, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Jun 19, 2013
First registration: Jun 19, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6186906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVESCO ADVISERS, INC.	Asset manager	Dec 21, 2018	n/a	yes	DOWNERS GROVE, IL	Current employment
ASTOR INVESTMENT MANAGEMENT LLC	Former SEC adviser	Jan 2, 2014	Nov 11, 2014	no	CHICAGO, IL	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 30, 2013	Jan 8, 2014	no	CHICAGO, IL	Previous registration
ASTOR ASSET MANAGEMENT LLC	Former SEC adviser	Jun 19, 2013	Jul 15, 2013	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASTOR INVESTMENT MANAGEMENT LLC	INVESCO ADVISERS, INC.	Nov 11, 2014	Dec 21, 2018	1,501	Firm change after gap	Other
B. RILEY WEALTH ADVISORS, INC.	ASTOR INVESTMENT MANAGEMENT LLC	Jan 8, 2014	Jan 2, 2014	-6	Firm change	Other
ASTOR ASSET MANAGEMENT LLC	B. RILEY WEALTH ADVISORS, INC.	Jul 15, 2013	Jul 30, 2013	15	Firm change	Other

Relationships

Registered with (4)

→ INVESCO ADVISERS, INC.Registered adviserregistration: current employment
Dec 21, 2018 to presentfactForm ADV
→ ASTOR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 2, 2014 to Nov 11, 2014factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 30, 2013 to Jan 8, 2014factForm ADV
→ ASTOR ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 19, 2013 to Jul 15, 2013factForm ADV

Dated events

No dated event names this entity yet.