RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J•••• M•••••••••
- I•••••• A•••••••• I••• asset manager currentsince Dec 21, 2018 · Downers Grove, Il
- A•••• I••••••••• M••••••••• L•• formerJan 2, 2014 to Nov 11, 2014 · Chicago, Il
- B• R•••• W••••• A•••••••• I••• BD affiliatedJul 30, 2013 to Jan 8, 2014 · Chicago, Il
- A•••• A•••• M••••••••• L•• formerJun 19, 2013 to Jul 15, 2013 · Chicago, Il
- A•••• I••••••••• M••••••••• L•• to I•••••• A•••••••• I•••left Nov 11, 2014, registered Dec 21, 2018 (1501 days) · Other
- B• R•••• W••••• A•••••••• I••• to A•••• I••••••••• M••••••••• L••left Jan 8, 2014, registered Jan 2, 2014 (-6 days) · Other
- A•••• A•••• M••••••••• L•• to B• R•••• W••••• A•••••••• I•••left Jul 15, 2013, registered Jul 30, 2013 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address