DFX Intelligence

B•••• A••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••• A••••• E••••

Advisor at H••• F•••••••• G••••• L••

MINNEAPOLIS, MN | RICHMOND, VA

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Search this name across graphsid dfx:ria:28bda707-1545-94b2-6889-c8c86741aa8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 13, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• F•••••••• G••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• F•••••••• G••••• L••	Institutional manager	Oct 21, 2025	n/a	yes	MINNEAPOLIS, MN\|RICHMOND, VA	Current employment
T••••••••• R••••••••• A•••••••• L••	Bd affiliated wealth	Feb 25, 2020	Sep 8, 2025	no	Midlothian, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• R••••••••• A•••••••• L••	H••• F•••••••• G••••• L••	Sep 8, 2025	Oct 21, 2025	43	Firm change	Other
P•••••••• S••••••••• I•••	T••••••••• R••••••••• A•••••••• L••	Dec 16, 2019	Feb 25, 2020

Relationships

Registered with (3)

→ H••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2020 to Sep 8, 2025factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 13, 2009 to Dec 16, 2019factForm ADV

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
B•••• A••••• E•••• left T••••••••• R••••••••• A•••••••• L•• for H••• F•••••••• G••••• L•• (registered 2025-10-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28bda707-1545-94b2-6889-c8c86741aa8b
First observed: May 13, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.