DFX Intelligence

C••••••••• J••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• J••• S•••••••

Advisor at C••••• I••••••••• A••••••• L••

SPOKANE VALLEY, WA

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Search this name across graphsid dfx:ria:28c3d641-56f7-f8c5-8784-75dda8c4596c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	n/a	yes	SPOKANE VALLEY, WA	Current employment
P•••••• W••• F•••••••• C••••••••• I••	Former SEC adviser	Jun 2, 2005	Feb 28, 2012	no	SPOKANE VALLEY, WA\|RENTON, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••• F•••••••• C••••••••• I••	C••••• I••••••••• A••••••• L••	Feb 28, 2012	Mar 21, 2024	4,405	Firm change after gap	Other
K••••• S••••••••• I•••	P•••••• W••• F•••••••• C••••••••• I••	Jun 1, 2005	Jun 2, 2005

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••Registered adviserregistration: previous registration
Jun 2, 2005 to Feb 28, 2012factForm ADV
→ K••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2004 to Jun 1, 2005factForm ADV
→ C•••• C•••••• S••••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28c3d641-56f7-f8c5-8784-75dda8c4596c
First observed: Aug 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.