RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••• S•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Spokane Valley, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 2, 2005 to Feb 28, 2012 · Spokane Valley, Wa
- K••••• S••••••••• I••• unclassifiedJul 27, 2004 to Jun 1, 2005 · Spokane Valley, Wa
- C•••• C•••••• S••••••••• L••• formerNov 24, 2003 to Mar 29, 2004 · Spokane Valley, Wa
- M••••••••• F•••••••• S•••••••• I••• unclassifiedAug 9, 2002 to Nov 24, 2003 · Spokane, Wa
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• I••••••••• A••••••• L••left Feb 28, 2012, registered Mar 21, 2024 (4405 days) · Other
- K••••• S••••••••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Jun 1, 2005, registered Jun 2, 2005 (1 days) · Other
- C•••• C•••••• S••••••••• L••• to K••••• S••••••••• I•••left Mar 29, 2004, registered Jul 27, 2004 (120 days) · Other
- M••••••••• F•••••••• S•••••••• I••• to C•••• C•••••• S••••••••• L•••left Nov 24, 2003, registered Nov 24, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address