DFX Intelligence

J•••• S••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

J•••• S••••• M•••••

Advisor at V••••• I••••••••• A•••••••• L••

HARTFORD, CT | MARIETTA, GA

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Search this name across graphsid dfx:ria:28f7f2ff-5bd7-dcd5-f74c-f68eb85eca76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• I••••••••• A•••••••• L••	Asset manager	Nov 19, 2018	n/a	yes	HARTFORD, CT\|MARIETTA, GA	Current employment
V••••• C•••••• A•••••••• L••	Other adviser	Jul 7, 2015	Nov 19, 2018	no	HARTFORD, CT\|ATLANTA, GA\|HARTFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• A•••••••• L••	V••••• I••••••••• A•••••••• L••	Nov 19, 2018	Nov 19, 2018	0	Channel change	Other
E••••• J••••	V••••• C•••••• A•••••••• L••	May 1, 2015	Jul 7, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
107346:106982:CT:2018-11-19	Nov 19, 2018	Nov 19, 2018	HARTFORD, CT	Firm change

Relationships

Registered with (3)

→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 19, 2018 to presentfactForm ADV
→ V••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2015 to Nov 19, 2018factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 17, 2014 to May 1, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28f7f2ff-5bd7-dcd5-f74c-f68eb85eca76
First observed: Mar 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.