This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 26, 2008earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Nov 26, 2008

First registration

Aug 6, 2018

Dual registered

yes, broker-dealer

Other names

BEN ODELL PALI|Benjamin Pali|Benjamin Pali|BENJAMIN ODELL PALI

IAPD individual key

5518986

• Occurred

  Oct 19, 2023
  Advisor changed firm

  Benjamin Pali left Keeler Thomas Management Llc for Ameriprise Financial Services, Llc (registered 2024-01-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:291628ac-14e6-c79e-9f89-9ca32698a25f

First observed

Aug 6, 2018

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.