DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
State Farm Investment Management Corp.
Latest filing Apr 30, 2026
First filing on the tape Mar 20, 2012 · 38 filings
SEC status approved since Dec 14, 1971
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.7%
$479M individuals and HNW
Advisors
7,054
registered through the firm on IAPD
RAUM per advisor
$1.8M
derived; firm RAUM over IAPD count
Employees
7,930
7,930 advisory (5.B.1)
Offices
6,443
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$13B as of Apr 30, 2026
Mar 20, 2012$13B then
HNW client RAUM$75.8M as of Apr 30, 2026
Mar 25, 2025$1.6M then
State-registered IARs (5.B.3)6,880 as of Apr 30, 2026
Mar 20, 20120 then
Employees (5.A)7,930 as of Apr 30, 2026
Mar 26, 2013250 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 25 to 6,880offices 17 to 6,443
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $1.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $522,458derivedHNW RAUM over HNW clients
- Average account
- $6.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.1derived6,444 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +27420%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10412%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $479MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$12B96%
- Individuals$403M3.1%
- High-net-worth individuals$75.8M0.6%
- Individual clients
- 3,429reported
- HNW clients
- 145reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,160reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.04 fund_share=0.96 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7770.0derived
Advisors registered through the firm
7,074 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Carl DrasherChartered Financial Consultant | Kutztown, Pa | Jul 30, 2018 | 36 y | 2 |
| Derek Nicholas WinkelChartered Financial Consultant | Sioux City, Ia | Jul 30, 2018 | 25 y | 0 |
| Christine Ann LerchenChartered Financial Consultant | Sparta, Mi | Jul 30, 2018 | 22 y | 0 |
| Wayne Keoki Minoaka MidroChartered Financial Consultant | Pearl City, Hi | Jul 30, 2018 | 24 y | 0 |
| Gregory Paul DavisChartered Financial Consultant | Orange, Ca | Jul 30, 2018 | 24 y | 2 |
| Darin Mitchell VoteChartered Financial Consultant | Lakeville, Mn | Jul 31, 2018 | 28 y | 0 |
| Mary Zell Spellman BradyChartered Financial Consultant | San Francisco, Ca | Jul 31, 2018 | 19 y | 0 |
| Sarah Shields BrowningChartered Financial Consultant | Yorktown, Va | Jul 31, 2018 | 25 y | 1 |
| Kenneth D. SmithChartered Financial Consultant | Cincinnati, Oh | Jul 31, 2018 | 21 y | 3 |
| Audra Derr ThouinChartered Financial Consultant | Allen, Tx | Jul 31, 2018 | 27 y | 0 |
| Kristy Lea MarquisChartered Financial Consultant | Mason City, Ia | Jul 31, 2018 | 25 y | 0 |
| Jeffrey Allen KrietemeyerChartered Financial Consultant | Columbus, Ga | Jul 31, 2018 | 26 y | 0 |
| Bradley Ray WelbornChartered Financial Consultant | Livingston, Tx | Jul 31, 2018 | 41 y | 1 |
| Tamara Lynn YaggieChartered Financial Consultant | Bellaire, Mi | Jul 31, 2018 | 17 y | 0 |
| Kirk Anthony BuhrChartered Financial Consultant | Camdenton, Mo | Jul 31, 2018 | 18 y | 0 |
| Kirk Patrick GwaltneyChartered Financial Consultant | Brentwood, Tn | Jul 31, 2018 | 15 y | 0 |
| Paul Christian LukitschChartered Financial Consultant | Pittsburgh, Pa | Jul 31, 2018 | 27 y | 1 |
| Tisha Michelle Fast | Van Wert, Oh | Jul 31, 2018 | 12 y | 0 |
| Jay Dean PoulignotChartered Financial Consultant | Cheyenne, Wy | Jul 31, 2018 | 29 y | 0 |
| Scott Allen GoinsChartered Financial Consultant | Dubuque, Ia | Jul 31, 2018 | 20 y | 0 |
| Jeremy Vance NormandChartered Financial Consultant | Arlington, Tx | Jul 31, 2018 | 28 y | 0 |
| Lawrence A LucasChartered Financial Consultant | Columbia, Sc | Jul 31, 2018 | 26 y | 1 |
| Terry Joe BlakelyChartered Financial Consultant | Danville, Va | Jul 31, 2018 | 31 y | 0 |
| Robert Edmund Peterson | El Cajon, Ca | Jul 31, 2018 | 32 y | 0 |
| Michael Ray MoyerChartered Financial Consultant | Kennett Sq, Pa | Jul 31, 2018 | 26 y | 1 |
| Karl Martin SmathersChartered Financial Consultant | Howell, Mi | Jul 31, 2018 | 22 y | 0 |
| Linda Fay DespainChartered Financial Consultant | Irbine, Tx | Aug 1, 2018 | 28 y | 0 |
| Robert Lafayette TeagueChartered Financial Consultant | Broadway, Va | Aug 1, 2018 | 26 y | 0 |
| Steven Edward UlmerChartered Financial Consultant | Cincinnati, Oh | Aug 1, 2018 | 34 y | 0 |
| William Charles EisenhauerChartered Financial Consultant | Hot Springs, Ar | Aug 1, 2018 | 28 y | 1 |
| David Earl CorrellChartered Financial Consultant | Bridgeport, Tx | Aug 1, 2018 | 21 y | 0 |
| William Joseph ParkerChartered Financial Consultant | Mason, Oh | Aug 2, 2018 | 24 y | 1 |
| Eric Edward EvansChartered Financial Consultant | Kettering, Oh | Aug 2, 2018 | 32 y | 1 |
| Gregory Lorenz ReddellChartered Financial Consultant | Harrington, De | Aug 2, 2018 | 26 y | 1 |
| Mary Elizabeth BurgessChartered Financial Consultant | Kannapolis, Nc | Aug 2, 2018 | 20 y | 1 |
| Elvis Bernard GatesChartered Financial Consultant | Long Beach, Ms | Aug 2, 2018 | 25 y | 0 |
| Matthew Michael NafzigerChartered Financial Consultant | Bradley, Il | Aug 2, 2018 | 21 y | 0 |
| Brian James LockChartered Financial Consultant | Highwood, Il | Aug 2, 2018 | 18 y | 0 |
| Lisa Mary LaliberteChartered Financial Consultant | Lewiston, Me | Aug 2, 2018 | 31 y | 1 |
| Kevin Peter FayChartered Financial Consultant | Brownsburg, In | Aug 2, 2018 | 26 y | 2 |
Advisor movement
18 left, 82 joined in 12 months
net +64 in 12 months2 left in 90 days24 joined in 90 daysdeparture rate 0.3% of current headcount40 left over 36 months
Left, latest
- Nicholas James Taylor to Advocacy Wealth Management, LLCJul 21, 2026 · Other
- Katarzyna Kot to LPL Financial LLCJul 21, 2026 · Other
- Clinton Moss to Ameriprise Financial Services, LLCMay 28, 2026 · Other
- Stephen T Sharpe to Edward JonesMay 11, 2026 · Other
- Jodi Scott to First Citizens Investor Services, Inc.May 11, 2026 · Other
- Nicholas Edward Shala to Osaic Institutions, Inc.Apr 30, 2026 · Other
- Brian Keith Mcleish to Ameritas Advisory Services, LLCApr 30, 2026 · Other
- Grant Patrick Parker to Trademark Capital Management Inc.Apr 14, 2026 · Other
- Rebecca Chartier to Northwestern Mutual Investment Services,LLCMar 12, 2026 · Other
- Angel Roman to Thrivent Investment Management Inc.Mar 4, 2026 · Other
- Kevin Heinz Kulins to Alexander Capital Wealth Management LLCJan 23, 2026 · Other
- Clark M. Turner to Strategic Advisers LLCJan 8, 2026 · Other
- Andrew Charles Sasser to LPL Enterprise, LLCJan 6, 2026 · Other
- Patrick Leon to Northwestern Mutual Investment Services,LLCJan 5, 2026 · Other
- Garrett Douglas Hudson to Dakota Wealth, LLCDec 8, 2025 · Other
Joined, latest
- Michael Espinoza from Cwm, LLCSep 14, 2026 · Other
- Cory Rasmussen from Td Private Client Wealth LLCSep 9, 2026 · Other
- Angel Manuel Sanchez Ramos from Mwa Financial Services, Inc.Sep 3, 2026 · Other
- Robert Dick from MML Investors Services, LLCAug 28, 2026 · Other
- Sam N. Singh from Strategic Advisers LLCAug 27, 2026 · Other
- Rachael Lee Junge from Altitude Wealth Management, LLCAug 27, 2026 · Other
- Andrew James Mills from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 25, 2026 · Other
- Stephen Ross Saxon from RBC Capital Markets, LLCAug 21, 2026 · Other
- Kristen Kyser from Edward JonesAug 19, 2026 · Other
- Marcos Murillo from Vantage Point Financial, LLCAug 18, 2026 · Other
- Loet Chaparro from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 18, 2026 · Other
- Frank Mazzie from Cambridge Investment Research Advisors, Inc.Aug 14, 2026 · Other
- Joshua William Charles Florea from Knights Of Columbus Asset Advisors LLCAug 14, 2026 · Other
- Christina Evenson from Alphastar Capital ManagementAug 13, 2026 · Other
- Zachary Sandlin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 6, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Strategic Advisers LLCApr 4, 2025 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kristyn Cook · Executive Vice President & Directorcontrolsince 01/2024 · owns less than 5%
- Charles Jon Farney · President & Directorcontrolsince 09/2024 · owns less than 5%
- Arash Ghanbarpour · Vice President & Directorcontrolsince 09/2024 · owns less than 5%
- Alexander Scott Hintz · Vice President - Financial And Secretarycontrolsince 12/2018 · owns less than 5%
- Michael Terrence Ludwig · Chief Compliance Officer & Treasurercontrolsince 02/2018 · owns less than 5%
- Sarah Mineau · Senior Vice President & Directorcontrolsince 09/2024 · owns less than 5%
- Doyle Bradley Montgomery · Senior Vice President & Directorcontrolsince 01/2024 · owns less than 5%
Entity owners
- State Farm Life Insurance Company · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- State Farm Life Insurance Companyreal estatey
- State Farm Mutual Automobile Insurance Companyreal estatey
- State Farm Vp Management Corp.broker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx | 54 | 10 | 0 | ||
| Chicago, Il | 47 | 9 | 0 | ||
| San Antonio, Tx | 46 | 3 | 0 | ||
| Bloomington, Il · principal | 42 | 7 | 0 | ||
| Austin, Tx | 35 | 6 | 0 | ||
| Louisville, Ky | 32 | 4 | 0 | ||
| Atlanta, Ga | 29 | 2 | 0 | ||
| Indianapolis, In | 27 | 1 | 1 | ||
| Omaha, Ne | 23 | 2 | 0 | ||
| Cincinnati, Oh | 23 | 2 | 1 | ||
| Tulsa, Ok | 23 | 6 | 0 | ||
| Denver, Co | 23 | 4 | 0 | ||
| Knoxville, Tn | 22 | 6 | 0 | ||
| Dallas, Tx | 22 | 5 | 0 | ||
| Phoenix, Az | 22 | 3 | 0 | ||
| Jacksonville, Fl | 22 | 5 | 0 | ||
| Portland, Or | 20 | 3 | 0 | ||
| Greenville, Sc | 20 | 6 | 0 | ||
| Albuquerque, Nm | 20 | 4 | 0 | ||
| Las Vegas, Nv | 19 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Apr 30, 2026advisory representatives (Item 5.B.3) moved from 25.0 to 6,880.0 (+27420.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was 0.0% (33 comparable advisers, 100.0th percentile of changes)peers: asset managers, $5B to $20B (33) · 100% percentile
- employee count surgeChange between filings · filing Apr 30, 2026employees (Item 5.A) moved from 150.0 to 7,930.0 (+5187.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was +3.0% (595 comparable advisers, 100.0th percentile of changes)peers: asset managers, $5B to $20B (595) · 100% percentile
- office count surgeChange between filings · filing Apr 30, 2026offices other than the principal office (Item 1.F.5) moved from 17.0 to 6,443.0 (+37800.0%) between the annual amendments of 2025-03-25 and 2026-04-30; the peer median change was 0.0% (136 comparable advisers, 100.0th percentile of changes)peers: asset managers, $5B to $20B (136) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 38 to 2,160Mar 25, 2025 to Mar 6, 2026
- Advisory employees · 150 to 7,930Mar 25, 2025 to Mar 6, 2026
- BD registered reps · 75 to 7,770Mar 25, 2025 to Mar 6, 2026
- HNW clients · 19 to 145Mar 25, 2025 to Mar 6, 2026
- Individual clients · 15 to 3,429Mar 25, 2025 to Mar 6, 2026
- Employees · 150 to 7,930Mar 25, 2025 to Mar 6, 2026
- Financial planning clients · to 0Mar 25, 2025 to Mar 6, 2026
- State-registered IARs · 25 to 6,880Mar 25, 2025 to Mar 6, 2026
- Other offices · 17 to 6,443Mar 25, 2025 to Mar 6, 2026
- Discretionary RAUM · $11B to $13BMar 25, 2025 to Mar 6, 2026
- HNW RAUM · $1.6M to $75.8MMar 25, 2025 to Mar 6, 2026
- Individual RAUM · $1.9M to $403MMar 25, 2025 to Mar 6, 2026
- RAUM · $11B to $13BMar 25, 2025 to Mar 6, 2026
- Accounts · 4 to 38Nov 15, 2024 to Mar 25, 2025
- Advisory employees · 110 to 150Nov 15, 2024 to Mar 25, 2025
- BD registered reps · 14 to 75Nov 15, 2024 to Mar 25, 2025
- HNW clients · unset to 19.0Nov 15, 2024 to Mar 25, 2025
- Individual clients · unset to 15.0Nov 15, 2024 to Mar 25, 2025
- Employees · 110 to 150Nov 15, 2024 to Mar 25, 2025
- Financial planning clients · unset to Nov 15, 2024 to Mar 25, 2025
- State-registered IARs · 16 to 25Nov 15, 2024 to Mar 25, 2025
- Other offices · 0 to 17Nov 15, 2024 to Mar 25, 2025
- Discretionary RAUM · $10B to $11BNov 15, 2024 to Mar 25, 2025
- HNW RAUM · unset to 1641001.0Nov 15, 2024 to Mar 25, 2025
- Individual RAUM · unset to 1866348.0Nov 15, 2024 to Mar 25, 2025
- RAUM · $10B to $11BNov 15, 2024 to Mar 25, 2025
- Advisory employees · 22 to 110Oct 15, 2024 to Nov 15, 2024
- Advisory activities · 1 to 2Oct 15, 2024 to Nov 15, 2024
- Employees · 22 to 110Oct 15, 2024 to Nov 15, 2024
- State-registered IARs · 0 to 16Oct 15, 2024 to Nov 15, 2024
- Wrap assets (manager) · unset to 0.0Oct 15, 2024 to Nov 15, 2024
- Wrap assets (sponsor) · unset to 0.0Oct 15, 2024 to Nov 15, 2024
- Discretionary RAUM · $9.3B to $10BFeb 16, 2024 to Feb 21, 2024
- RAUM · $9.3B to $10BFeb 16, 2024 to Feb 21, 2024
- Discretionary RAUM · $11B to $9.3BJan 9, 2023 to Mar 30, 2023
- RAUM · $11B to $9.3BJan 9, 2023 to Mar 30, 2023
- Advisory employees · 100 to 22Oct 11, 2021 to Mar 30, 2022
- BD registered reps · 15 to 14Oct 11, 2021 to Mar 30, 2022
- Employees · 100 to 22Oct 11, 2021 to Mar 30, 2022
- Discretionary RAUM · $9.7B to $11BOct 11, 2021 to Mar 30, 2022
Signals
60 dated events
- Jackson Page Sompayrac no longer holds an investment adviser registration (last listed at State Farm Investment Management Corp. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Wayne A Kissler no longer holds an investment adviser registration (last listed at State Farm Investment Management Corp. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Joshua Dennis Cook registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Hielly Martinez registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Amanda Cothran Carroll registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Mark Allemang registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Brandon Wilks registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Emily Hummer registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Kendall Potter registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Linsey Marie Courtney Mitchell registered as an investment adviser representative at State Farm Investment Management Corp.Sep 16, 2026 · Advisor registered · fact
- Brandon Michael Robinson added a CO registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Brandon Michael Robinson added a TX registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Garland Andrew Hall added a KY registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Brad Arthur Carpenter added a PA registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Joseph James Deluca added a CA registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Marcus Alan Sykora added a OK registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Dominic Jon Agostini added a RI registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Darryl Clayton Jones added a IN registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Robert Harry Nicholson added a DE registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Robert Harry Nicholson added a PA registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Mark J Toney added a PA registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Rosanna Estrella Pimentel added a TX registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Amy Burton added a AR registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Amy Burton added a TX registration at State Farm Investment Management Corp.Sep 16, 2026 · New state registration · fact
- Trevis Robert Beeck added a SD registration at State Farm Investment Management Corp.Sep 15, 2026 · New state registration · fact
- Cody Walgamott no longer holds an investment adviser registration (last listed at State Farm Investment Management Corp. on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Brian Keith Jacobson registered as an investment adviser representative at State Farm Investment Management Corp.Sep 15, 2026 · Advisor registered · fact
- Jordan Thomas Holt registered as an investment adviser representative at State Farm Investment Management Corp.Sep 15, 2026 · Advisor registered · fact
- Mark J Toney added a OH registration at State Farm Investment Management Corp.Sep 15, 2026 · New state registration · fact
- Scott Cochrane Schumacher added a AZ registration at State Farm Investment Management Corp.Sep 15, 2026 · New state registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 800-447-0740reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026