DFX Intelligence

K•••••• D• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)21 years in industry

K•••••• D• S••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Cincinnati, OH

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Search this name across graphsid dfx:ria:f878c548-167c-2d9e-5267-f4a408a70437

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 26, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Jul 31, 2018	n/a	yes	Cincinnati, OH	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Aug 15, 2012	Dec 1, 2016	no	COLUMBUS, OH\|INDEPENDENCE, OH\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	S•••• F••• I••••••••• M••••••••• C••••	Dec 1, 2016	Jul 31, 2018	607	Firm change after gap	Other
H••••••••• F•••••••• A•••••••	V•••• F•••••••• A•••••••• I•••	Jun 16, 2011	Aug 15, 2012

Relationships

Registered with (4)

→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: current employment
Jul 31, 2018 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2012 to Dec 1, 2016factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 10, 2011 to Jun 16, 2011factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f878c548-167c-2d9e-5267-f4a408a70437
First observed: Apr 16, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.