DFX Intelligence

Data Factory

RIA / WealthAdvisor18 years in industry

NICKLOS KARL NASEMAN

Advisor at ROYAL FUND MANAGEMENT, LLC

COLORADO SPRINGS, CO | LADY LAKE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2939ee84-f038-bc1e-e894-0bf1ecbe8b93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL FUND MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 12, 2008
First registration: Jun 25, 2008
Dual registered: no
Other names: NICKLOS NASEMAN|NICK NASEMAN
IAPD individual key: 5516605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL FUND MANAGEMENT, LLC	Independent wealth	Feb 16, 2023	n/a	yes	LADY LAKE, FL\|COLORADO SPRINGS, CO	Current employment
ELITE INVESTMENT TEAM LLC	Former SEC adviser	Oct 24, 2018	Dec 31, 2020	no	Colorado Springs, CO\|SAN DIEGO, CA	Previous registration
IRON MOUNTAIN FINANCIAL, INC.	n/a	Oct 28, 2014	Jun 2, 2023	no	COLORADO SPRINGS, CO	Previous registration
MATHIES FINANCIAL PARTNERS	Independent wealth	Sep 25, 2009	Oct 18, 2016	no	PUEBLO, CO	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Jan 7, 2009	Oct 16, 2009	no	COLORADO SPRINGS, CO	Previous registration
EDWARD JONES	National bd RIA	Jun 25, 2008	Dec 17, 2008	no	ST LOUIS, MO\|COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IRON MOUNTAIN FINANCIAL, INC.	ELITE INVESTMENT TEAM LLC	Jun 2, 2023	Oct 24, 2018	-1,682	Firm change after gap	Other
ELITE INVESTMENT TEAM LLC	ROYAL FUND MANAGEMENT, LLC	Dec 31, 2020	Feb 16, 2023	777	Firm change after gap	RIA to RIA
MATHIES FINANCIAL PARTNERS	IRON MOUNTAIN FINANCIAL, INC.	Oct 18, 2016	Oct 28, 2014	-721	Firm change after gap	Other
REDHAWK WEALTH ADVISORS, INC.	MATHIES FINANCIAL PARTNERS	Oct 16, 2009	Sep 25, 2009	-21	Firm change	Other
EDWARD JONES	REDHAWK WEALTH ADVISORS, INC.	Dec 17, 2008	Jan 7, 2009	21	Firm change	Other

Relationships

Registered with (6)

→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 16, 2023 to presentfactForm ADV
→ IRON MOUNTAIN FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 28, 2014 to Jun 2, 2023factForm ADV
→ ELITE INVESTMENT TEAM LLCRegistered adviserregistration: previous registration
Oct 24, 2018 to Dec 31, 2020factForm ADV
→ MATHIES FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Sep 25, 2009 to Oct 18, 2016factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 7, 2009 to Oct 16, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 25, 2008 to Dec 17, 2008factForm ADV

Dated events

Occurred
Jun 2, 2023
Advisor changed firm
Nicklos Karl Naseman left Iron Mountain Financial, Inc. for Elite Investment Team Llc (registered 2018-10-24)
Form ADVobserved 5 days ago