RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• K••• N••••••
- Title
- Investment Adviser Representativereported401kmaneuver.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••• F••• M••••••••• L•• independent RIA currentsince Feb 16, 2023 · Lady Lake, Fl
- E•••• I••••••••• T••• L•• formerOct 24, 2018 to Dec 31, 2020 · Colorado Springs, Co
- I••• M••••••• F••••••••• I••• unclassifiedOct 28, 2014 to Jun 2, 2023 · Colorado Springs, Co
- M•••••• F•••••••• P••••••• independent RIASep 25, 2009 to Oct 18, 2016 · Pueblo, Co
- R•••••• W••••• A•••••••• I••• independent RIAJan 7, 2009 to Oct 16, 2009 · Colorado Springs, Co
- E••••• J•••• national BDJun 25, 2008 to Dec 17, 2008 · St Louis, Mo
- I••• M••••••• F••••••••• I••• to E•••• I••••••••• T••• L••left Jun 2, 2023, registered Oct 24, 2018 (-1682 days) · Other
- E•••• I••••••••• T••• L•• to R•••• F••• M••••••••• L••left Dec 31, 2020, registered Feb 16, 2023 (777 days) · RIA to RIA
- M•••••• F•••••••• P••••••• to I••• M••••••• F••••••••• I•••left Oct 18, 2016, registered Oct 28, 2014 (-721 days) · Other
- R•••••• W••••• A•••••••• I••• to M•••••• F•••••••• P•••••••left Oct 16, 2009, registered Sep 25, 2009 (-21 days) · Other
- E••••• J•••• to R•••••• W••••• A•••••••• I•••left Dec 17, 2008, registered Jan 7, 2009 (21 days) · Other
- N•••••• K••• N•••••• left I••• M••••••• F••••••••• I••• for E•••• I••••••••• T••• L•• (registered 2018-10-24)Jun 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address