DFX Intelligence

M•••• C• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••• C• W•••••••••

Advisor at J••• H•••••• P••••••• F•••••••• S•••••••• L••

BOSTON, MA | Brighton, MI

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Search this name across graphsid dfx:ria:293e962f-0242-b185-48df-09752ab288e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• H•••••• P••••••• F•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• H•••••• P••••••• F•••••••• S•••••••• L••	Bd affiliated wealth	Aug 26, 2019	n/a	yes	BOSTON, MA\|Brighton, MI	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 29, 2011	Jan 28, 2019	no	BLOOMFIELD HILLS, MI\|WEST BLOOMFIELD, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• H•••••• P••••••• F•••••••• S•••••••• L••	Jan 28, 2019	Aug 26, 2019	210	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 26, 2019 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 29, 2011 to Jan 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:293e962f-0242-b185-48df-09752ab288e6
First observed: Oct 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.