DFX Intelligence
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Reading the graph
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Advisor at F••••••• F•••••••• S••••••••• L••
Boonsboro, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• F•••••••• S••••••••• L•• | Independent wealth | Feb 20, 2008 | n/a | yes | Boonsboro, MD | Current employment |
| O•••• F•• I••• | Former SEC adviser | Aug 11, 2005 | Feb 22, 2008 | no | ANNAPOLIS, MD|COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | F••••••• F•••••••• S••••••••• L•• | Feb 22, 2008 | Feb 20, 2008 | -2 | Firm change | Other |
| U•••• F•••••••• S••••••• G••••• I••• | O•••• F•• I••• | Aug 10, 2005 | Aug 11, 2005 |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Jul 1, 2002 | Aug 10, 2005 | no | OLNEY, MD | Previous registration |
| 1 |
| Firm change |
| Other |