RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••••• Z••••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Feb 20, 2008 · Boonsboro, Md
- O•••• F•• I••• formerAug 11, 2005 to Feb 22, 2008 · Annapolis, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJul 1, 2002 to Aug 10, 2005 · Olney, Md
- O•••• F•• I••• to F••••••• F•••••••• S••••••••• L••left Feb 22, 2008, registered Feb 20, 2008 (-2 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to O•••• F•• I•••left Aug 10, 2005, registered Aug 11, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address