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RIA / WealthAdvisor24 years in industry

JAKE CRATER

Advisor at UMB PRIVATE WEALTH MANAGEMENT, LLC

Dallas, TX | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:29718cf3-2f08-f1b4-eda9-89d77fef0ec4

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2002 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB PRIVATE WEALTH MANAGEMENT, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Jul 26, 2002
First registration: Jul 29, 2002
Dual registered: no
Other names: JAKE J CRATER|Jake J. Crater
IAPD individual key: 4536431

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB PRIVATE WEALTH MANAGEMENT, LLC	Mixed wealth	May 11, 2026	n/a	yes	Dallas, TX\|OVERLAND PARK, KS	Current employment
UMB FINANCIAL SERVICES, INC.	Independent wealth	Oct 7, 2024	Apr 30, 2026	no	Plano, TX\|Dallas, TX\|Dallas, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Plano, TX\|Leawood, KS	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 15, 2012	no	DALLAS, TX\|LAFAYETTE, LA\|Baton Rouge, LA\|Baton Rouge, LA\|LAFAYETTE, LA\|LAFAYETTE, LA\|Dallas, TX\|Dallas, TX	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Sep 27, 2006	Oct 1, 2008	no	LAFAYETTE, LA	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 20, 2006	Sep 27, 2006	no	CHICAGO, IL\|LAFAYETTE, LA\|NEW ORLEANS, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 27, 2004	Mar 7, 2006	no	MOBILE, AL\|MOBILE, AL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 29, 2002	Mar 11, 2004	no	MOBILE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UMB FINANCIAL SERVICES, INC.	UMB PRIVATE WEALTH MANAGEMENT, LLC	Apr 30, 2026	May 11, 2026	11	Firm change	Other
J.P. MORGAN SECURITIES LLC	UMB FINANCIAL SERVICES, INC.	May 15, 2012	Oct 7, 2024	4,528	Firm change after gap	Wirehouse to RIA
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN SECURITIES INC.	Sep 27, 2006	Sep 27, 2006	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANC ONE SECURITIES CORPORATION	Mar 7, 2006	Mar 20, 2006	13	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 11, 2004	Feb 27, 2004	-13	Firm change	Wirehouse to wirehouse

Relationships

Registered with (7)

→ UMB PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 7, 2024 to Apr 30, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 1, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 20, 2006 to Sep 27, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 27, 2004 to Mar 7, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 29, 2002 to Mar 11, 2004factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
Jake Crater left Umb Financial Services, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-11)
Form ADVobserved 6 days ago