DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jake Crater

Umb Private Wealth Management, LLCmixed wealthKansas City, Mo IA-onlyIAPD 4536431

Feed of 09/15/2026

Also filed as Jake J Crater

At current firm

0 y

since May 11, 2026

In the industry

24 y

since Jul 26, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Umb Private Wealth Management, LLC mixed wealth current
since May 11, 2026 · Dallas, Tx
Umb Financial Services, Inc. independent RIA
Oct 7, 2024 to Apr 30, 2026 · Plano, Tx
J.P. Morgan Securities LLC wirehouse
Oct 1, 2008 to May 15, 2012 · Dallas, Tx
J.P. Morgan Securities Inc. unclassified
Sep 27, 2006 to Oct 1, 2008 · Lafayette, La
Banc One Securities Corporation unclassified
Mar 20, 2006 to Sep 27, 2006 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 27, 2004 to Mar 7, 2006 · Mobile, Al
UBS Financial Services Inc. wirehouse
Jul 29, 2002 to Mar 11, 2004 · Mobile, Al

Moves

a registration end followed by a registration begin elsewhere

Umb Financial Services, Inc. to Umb Private Wealth Management, LLC
left Apr 30, 2026, registered May 11, 2026 (11 days) · Other
J.P. Morgan Securities LLC to Umb Financial Services, Inc.
left May 15, 2012, registered Oct 7, 2024 (4528 days) · Wirehouse to independent RIA
J.P. Morgan Securities Inc. to J.P. Morgan Securities LLC
left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
Banc One Securities Corporation to J.P. Morgan Securities Inc.
left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc One Securities Corporation
left Mar 7, 2006, registered Mar 20, 2006 (13 days) · Other
UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 11, 2004, registered Feb 27, 2004 (-13 days) · Wirehouse to wirehouse

Signals

Jake Crater left Umb Financial Services, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-11)
Apr 30, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address