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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

VINCENT NICHOLAS MARTINO

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Old Saybrook, CT | Colchester, CT

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Search this name across graphsid dfx:ria:297a9e34-8ced-39e4-15f0-30e48c0a4bd6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 2, 1997
First registration: Feb 27, 2001
Dual registered: yes, broker-dealer
Other names: VINCE MARTINO|VINCENT NICHOLAS MARTINO|VINCENT MARTINO
IAPD individual key: 2939367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 12, 2022	n/a	yes	Old Saybrook, CT\|Colchester, CT	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Aug 1, 2019	Dec 9, 2022	no	SHELTON, CT\|Glastonbury, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 17, 2013	Jan 25, 2016	no	GUILFORD, CT\|GLASTONBURY, CT	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jan 16, 2013	Jul 17, 2013	no	WEST HARTFORD, CT\|MERIDEN, CT\|WEST HARTFORD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 2, 2009	Dec 11, 2012	no	HARTFORD, CT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 16, 2002	Jan 21, 2009	no	HARTFORD, CT\|HARTFORD, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 27, 2001	Jul 29, 2002	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 9, 2022	Dec 12, 2022	3	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Jan 25, 2016	Aug 1, 2019	1,284	Firm change after gap	Other
OSAIC INSTITUTIONS, INC.	MSI FINANCIAL SERVICES, INC.	Jul 17, 2013	Jul 17, 2013	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OSAIC INSTITUTIONS, INC.	Dec 11, 2012	Jan 16, 2013	36	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 21, 2009	Jan 2, 2009	-19	Firm change	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Jul 29, 2002	Jul 16, 2002	-13	Firm change	Other

Relationships

Registered with (7)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 1, 2019 to Dec 9, 2022factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 17, 2013 to Jan 25, 2016factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jan 16, 2013 to Jul 17, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 2, 2009 to Dec 11, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 16, 2002 to Jan 21, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 27, 2001 to Jul 29, 2002factForm ADV

Dated events

Occurred
Dec 9, 2022
Advisor changed firm
Vincent Nicholas Martino left Pruco Securities, Llc for Ameriprise Financial Services, Llc (registered 2022-12-12)
Form ADVobserved 6 days ago