DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K••••• W••••• M••••••••• I•••

Former SEC-registered adviserReston, VirginiaCRD 167880SEC 801-78074IAPD
Latest filing Sep 25, 2013
First filing on the tape May 13, 2013 · 10 filings
RAUM
$20.1M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$10.1M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$20.1M as of Sep 25, 2013
May 30, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Sep 25, 2013
May 13, 20131 then
Employees (5.A)4 as of Sep 25, 2013
May 13, 20131 then
Private funds: no history
Practice profile
derived from the filing of Sep 25, 2013; every figure names its basis
RAUM per advisor
$10.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$228,977derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
88reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B•••••• D•••• K•••••Certified Financial PlannerReston, Va May 31, 201329 y1
S•••• A••••• K•••••Certified Financial PlannerReston, VaMay 31, 201328 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • K•••••• H••••• T••••• · Managing Membercontrol
      since 05/2013 · owns 75% or more
    • K•••••• S••••• A••••• · Chief Compliance Officercontrol
      since 05/2013 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Reston, Va · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 88
      Jun 26, 2013 to Jul 23, 2013
    • Discretionary RAUM · $0 to $20.0M
      Jun 26, 2013 to Jul 23, 2013
    • Non-discretionary RAUM · $0 to $150,000
      Jun 26, 2013 to Jul 23, 2013
    • RAUM · $0 to $20.1M
      Jun 26, 2013 to Jul 23, 2013
    • Business name · 1• T••••••• A••••••• L•• to K••••• W••••• M••••••••• I•••
      May 30, 2013 to May 31, 2013
    • Legal name · 1• T••••••• A••••••• L•• to K••••• W••••• M••••••••• I•••
      May 30, 2013 to May 31, 2013
    • Succession · true to false
      May 30, 2013 to May 31, 2013
    • HQ city · ALBANY to RESTON
      May 13, 2013 to May 30, 2013
    • HQ state · NY to VA
      May 13, 2013 to May 30, 2013
    • Related adviser · true to false
      May 13, 2013 to May 30, 2013
    • Related broker-dealer · true to false
      May 13, 2013 to May 30, 2013
    • Accounts · unset to 0.0
      May 30, 2013 to May 30, 2013
    • Advisory employees · 0 to 3
      May 30, 2013 to May 30, 2013
    • Advisory activities · 1 to 4
      May 30, 2013 to May 30, 2013
    • BD registered reps · 1 to 3
      May 30, 2013 to May 30, 2013
    • Employees · 1 to 4
      May 30, 2013 to May 30, 2013
    • Insurance-licensed employees · 1 to 0
      May 30, 2013 to May 30, 2013
    • Financial planning clients · unset to 0
      May 30, 2013 to May 30, 2013
    • State-registered IARs · 1 to 3
      May 30, 2013 to May 30, 2013
    • Organization form · Limited Liability Company to Corporation
      May 30, 2013 to May 30, 2013
    • Discretionary RAUM · unset to 0.0
      May 30, 2013 to May 30, 2013
    • Non-discretionary RAUM · unset to 0.0
      May 30, 2013 to May 30, 2013
    • RAUM · unset to 0.0
      May 30, 2013 to May 30, 2013
    • Succession · false to true
      May 30, 2013 to May 30, 2013
    Signals
    2 dated events
    • 1• T••••••• A••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
      May 30, 2013 · Succession (Item 4) · fact
    • 1• T••••••• A••••••• L•• filed its initial SEC registration (Form ADV)
      May 13, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    LINKEDIN.COM/COMPANY/5367774reportedpublic record, Form ADV, Sep 19, 2026
    Website
    K•••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $10.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026