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Advisor at OSAIC ADVISORY SERVICES, LLC
MAYFIELD HTS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | MAYFIELD HTS, OH | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | MAYFIELD HTS, OH | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Apr 1, 2021 | Nov 8, 2024 | no | MAYFIELD HEIGHTS, OH|MAYFIELD HTS, OH | Previous registration |
| CEDAR BROOK GROUP | Former SEC adviser | Mar 1, 2018 | Apr 21, 2021 | no | CLEVELAND, OH | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 17, 2005 | Jun 14, 2024 | no | MAYFIELD HEIGHTS, OH|MAYFIELD HTS, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 27, 2000 | Aug 16, 2005 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC WEALTH, INC. | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | CEDAR BROOK GROUP | Jun 14, 2024 | Mar 1, 2018 | -2,297 | Firm change after gap | Other |
| CEDAR BROOK GROUP | ARBOR POINT ADVISORS | Apr 21, 2021 | Apr 1, 2021 | -20 | Firm change | RIA to ibd |
| OSAIC FA, INC. | SECURITIES AMERICA ADVISORS, INC. | Aug 16, 2005 | Aug 17, 2005 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:OH:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | MAYFIELD HTS, OH | Firm change after gap |
| 110518:290670:OH:2024-06-14 | Jun 14, 2024 | Mar 1, 2018 | MAYFIELD HTS, OH | Firm change after gap |
| 290670:165127:OH:2021-04-21 | Apr 21, 2021 | Apr 1, 2021 | CLEVELAND, OH | Firm change |