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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 24, 2015 | n/a | yes | BATON ROUGE, LA | Current employment |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Apr 2, 2014 | Aug 25, 2015 | no | NEW ORLEANS, LA|BATON ROUGE, LA | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 12, 2010 | Jan 22, 2014 | no | BATON ROUGE, LA|Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 25, 2015 | Aug 24, 2015 | -1 | Firm change | Other |
| MORGAN STANLEY | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Jan 22, 2014 | Apr 2, 2014 | 70 | Firm change | Other |