DFX Intelligence

K•••••• F•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

K•••••• F•••••• D••••

Advisor at L•• F••• S•••••••• L••

Edison, NJ | EDISON, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Nov 6, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•••••• F•••••• D••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F••• S•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 13, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• W•••••• L••	Independent wealth	Oct 20, 2016	n/a	yes	EDISON, NJ\|Edison, NJ	Current employment
L•• F••• S•••••••• L••	Asset manager	Jan 3, 2013	n/a	yes	EDISON, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• W••••• M••••••••• L••	L•• F••• S•••••••• L••	Dec 21, 2012	Jan 3, 2013	13	Firm change	Other
C••••••••• W••••• S••••••••• L••	F•• W••••• M••••••••• L••	Aug 15, 2011	Jun 17, 2011

Relationships

Registered with (5)

→ L•• W•••••• L••Registered adviserregistration: current employment
Oct 20, 2016 to presentfactForm ADV
→ L•• F••• S•••••••• L••Registered adviserregistration: current employment
Jan 3, 2013 to presentfactForm ADV
→ F•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 17, 2011 to Dec 21, 2012factForm ADV
→ C••••••••• W••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.