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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FCG WEALTH MANAGEMENT, LLC

CRD 40633

CHATHAM, NJ

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Search this name across graphsid dfx:ria:642ecd4a-c4ad-aefb-631f-7d2a90791917

Data as of May 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 1
On other graphs: 2
Observed: Mar 30, 2012 to May 27, 2015
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

FCG Wealth Management, LLC

Intermediary · shared crd

Real Estate Fundsidentity

FCG Advisors, LLC

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $634MItem 5.F on the latest filing (2015-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $631M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 11
Accounts: 1,283
SEC number: 801-
CRD: 40633
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: May 27, 2015
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COMBIAS, JOHN ANTHONY	PRESIDENT/SECRETARY/MANAGING MEMBER	E	yes	10/1994	Mar 30, 2012	May 27, 2015
GILKES, DALE FRANCIS FRANCIS MARK	CHIEF COMPLIANCE OFFICER	Na	yes	05/2014	May 20, 2014	May 27, 2015
GLATZ, CHRISTOPHER ADAM	MUNICIPAL PRINCIPAL	Na	yes	07/2011	Mar 30, 2012	May 27, 2015
MARVIN, CINDY JOY	CROP/SROP	Na	yes	05/2014	May 20, 2014	May 27, 2015
MEGLIO, STEVEN OTHELLO	Finop	Na	yes	11/2011	Mar 30, 2012	May 27, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FCG WEALTH MANAGEMENT, LLC	n/a	Former SEC adviser	$634M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wilmington	De	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$610M	$607M	19	11	n/a	n/a	n/a
2013	Mar 28, 2014	$457M	$454M	8	7	n/a	n/a	n/a
2012	Mar 28, 2013	$387M	$379M	8	7	n/a	n/a	n/a
2011	Mar 30, 2012	$435M	$425M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$634M	$457M	38.8%	$435M	13.4%	19	8	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FCG WEALTH MANAGEMENT, LLC	2	Mar 23, 2016	Mar 29, 2016	WILMINGTON, DE	Channel change	Other	25.0%
FCG WEALTH MANAGEMENT, LLC	4	Mar 23, 2016	Jun 20, 2016	CHATHAM, NJ	Firm absorbed	Other	50.0%

Relationships

Affiliated with (2)

← FCG WEALTH MANAGEMENT, LLCRegistered adviserbroker-dealer, common control
factForm ADV
→ FCG WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV

Controls (5)

← GLATZ, CHRISTOPHER ADAMOwnerMUNICIPAL PRINCIPAL, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← GILKES, DALE FRANCIS FRANCIS MARKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 20, 2014 to presentfactForm ADV
← MARVIN, CINDY JOYOwnerCROP/SROP, ownership code NA, individual
May 20, 2014 to presentfactForm ADV
← MEGLIO, STEVEN OTHELLOOwnerFINOP, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← COMBIAS, JOHN ANTHONYOwnerPRESIDENT/SECRETARY/MANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Moved with (1)

→ FCG WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Mar 23, 2016 to Jun 20, 2016factForm ADV

Registered with (11)

← Steven Patrick FordAdvisorregistration: previous registration
Jan 21, 2011 to Mar 23, 2016factForm ADV
← GARY EVAN FOXAdvisorregistration: previous registration
Jul 30, 2002 to Mar 23, 2016factForm ADV
← Barry W YergerAdvisorregistration: previous registration
Apr 22, 2013 to Mar 23, 2016factForm ADV
← L. PAUL DORSEYAdvisorregistration: previous registration
Dec 20, 2012 to Mar 23, 2016factForm ADV
← DONALD PAUL LA FRONZAdvisorregistration: previous registration
Oct 10, 2014 to Mar 23, 2016factForm ADV
← NATHANIEL EDWARD JOHNSONAdvisorregistration: previous registration
Feb 12, 2014 to Mar 23, 2016factForm ADV
← Robert Saxton FowlerAdvisorregistration: previous registration
Feb 10, 2010 to Mar 23, 2016factForm ADV
← JOHN ANTHONY COMBIASAdvisorregistration: previous registration
Jun 24, 2002 to Mar 23, 2016factForm ADV
← CHARLES P CHURCHILLAdvisorregistration: previous registration
Jan 2, 2013 to Jul 19, 2013factForm ADV
← KENNETH FRANCIS DUGANAdvisorregistration: previous registration
Jun 17, 2011 to Dec 21, 2012factForm ADV
← MICHAEL ANTHONY BOHLINGERAdvisorregistration: previous registration
Dec 13, 2011 to Nov 21, 2012factForm ADV

Dated events

Occurred
Mar 28, 2013
Succession filed (Item 4)
Fcg Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:642ecd4a-c4ad-aefb-631f-7d2a90791917
First observed: Mar 30, 2012
Last observed: May 27, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FCG WEALTH MANAGEMENT, LLC

CRD 40633

CHATHAM, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:642ecd4a-c4ad-aefb-631f-7d2a90791917

Data as of May 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COMBIAS, JOHN ANTHONY

PRESIDENT/SECRETARY/MANAGING MEMBER

yes

10/1994

Mar 30, 2012

May 27, 2015

GILKES, DALE FRANCIS FRANCIS MARK

CHIEF COMPLIANCE OFFICER

yes

05/2014

May 20, 2014

May 27, 2015

GLATZ, CHRISTOPHER ADAM

MUNICIPAL PRINCIPAL

yes

07/2011

Mar 30, 2012

May 27, 2015

MARVIN, CINDY JOY

CROP/SROP

yes

05/2014

May 20, 2014

May 27, 2015

MEGLIO, STEVEN OTHELLO

Finop

yes

11/2011

Mar 30, 2012

May 27, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FCG WEALTH MANAGEMENT, LLC

n/a

Former SEC adviser

$634M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wilmington

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$610M

$607M

n/a

2013

Mar 28, 2014

$457M

$454M

n/a

2012

Mar 28, 2013

$387M

$379M

n/a

2011

Mar 30, 2012

$435M

$425M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$634M

$457M

38.8%

$435M

13.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FCG WEALTH MANAGEMENT, LLC

Mar 23, 2016

Mar 29, 2016

WILMINGTON, DE

Channel change

Other

25.0%

FCG WEALTH MANAGEMENT, LLC

Mar 23, 2016

Jun 20, 2016

CHATHAM, NJ

Firm absorbed

Other

50.0%