W•••• B•••••••

Advisor at T••••••• S••••••• A•••••••

Nacogdoches, TX | INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29f9cf22-8f42-6736-ad54-d6f7294d8543

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Oct 20, 2025	n/a	yes	INDIANAPOLIS, IN\|Nacogdoches, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 18, 2021	Oct 27, 2025	no	TYLER, TX\|NACOGDOCHES, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••••• S••••••• A•••••••	Oct 27, 2025	Oct 20, 2025	-7	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Jun 18, 2021	Jun 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:299201:TX:2025-10-15	Oct 27, 2025	Oct 20, 2025	NACOGDOCHES, TX	Firm change
19616:11025:TX:2021-06-17	Jun 18, 2021	Jun 18, 2021	NACOGDOCHES, TX	Firm change

Relationships

Registered with (4)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 18, 2021 to Oct 27, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 15, 2008 to Jun 18, 2021factForm ADV
→ E••••• J••••

Dated events

Occurred
Oct 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29f9cf22-8f42-6736-ad54-d6f7294d8543
First observed: Apr 11, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.