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J••••••• C•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

J••••••• C•••• T•••••

Advisor at F••••••

SAN FRANCISCO, CA | Springfield, MO | Madison, WI

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Search this name across graphsid dfx:ria:2a055c4b-2099-89ba-79a0-42a9c70b1a0f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jan 14, 2025	n/a	yes	Springfield, MO\|Madison, WI\|SAN FRANCISCO, CA	Current employment
S••••••••• C•••••• M••••••••• L••	Former SEC adviser	Feb 25, 2014	Sep 13, 2016	no	SPRINGFIELD, MO\|SPRINGFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••• M••••••••• L••	S••••••••• C•••••• M••••••••• L••	Jan 10, 2025	Feb 25, 2014	-3,972	Firm change after gap	Other
S••••••••• C•••••• M••••••••• L••	F••••••	Sep 13, 2016	Jan 14, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
164818:302050:MO:2016-09-13	Sep 13, 2016	Jan 14, 2025	SPRINGFIELD, MO	Firm change after gap

Relationships

Registered with (5)

→ F••••••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 9, 2013 to Jan 10, 2025factForm ADV
→ S••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2014 to Sep 13, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 10, 2025
Advisor changed firm
J••••••• C•••• T••••• left S••••••••• A•••• M••••••••• L•• for S••••••••• C•••••• M••••••••• L•• (registered 2014-02-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a055c4b-2099-89ba-79a0-42a9c70b1a0f
First observed: Jan 1, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.