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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

SIGNALPOINT ASSET MANAGEMENT LLC

CRD 147578

SPRINGFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fe8fd89-b7ef-a9b7-f12a-e91cfa723eb5

Data as of Nov 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 10
On other graphs: 0
Observed: Feb 27, 2012 to Nov 27, 2024
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $522MItem 5.F on the latest filing (2024-11-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $515M
Private client RAUM: $511MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 9
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,512
Individual clients: 393
High net worth clients: 133
SEC number: 801-69394
CIK: 1566414
CRD: 147578
Filings on the tape: 38
First filed: Feb 27, 2012
Latest filed: Nov 27, 2024
Organised: Limited Liability Company, Missouri
Website: signalpointinvest.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANDY, JOHN, WENDLAND	MANAGING MEMBER, PORTFOLIO STRATEGIST	B	yes	01/2014	Apr 1, 2014	Nov 27, 2024
ORZEL, MICHAEL, JAMES	MANAGING MEMBER, CHIEF OPERATING OFFICER	A	yes	08/2008	Feb 27, 2012	Nov 27, 2024
TIMSON, JONATHAN, CRAIG	MANAGING MEMBER, CHIEF EXECUTIVE OFFICERR	C	yes	09/2014	Apr 1, 2014	Nov 27, 2024
COSTENBADER, WALTER, RUSSELL	CHIEF COMPLIANCE OFFICER	Na	no	02/2015	Mar 30, 2015	Nov 27, 2024
GRIFFITHS, DAVID, JOHN	Member	A	no	01/2010	Feb 27, 2012	Nov 27, 2024
TIMSON, GLENN, HILL	Member	A	no	12/2010	Feb 27, 2012	Nov 27, 2024
VEALE, THOMAS, MELDRUM	Member	B	no	01/2024	Feb 27, 2012	Nov 27, 2024
WALKER, DENNIS, ROBIN	Member	B	no	06/2008	Apr 1, 2014	Nov 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Fayetteville	Ar	United States	1	no
Madison	Wi	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$522M	$515M	10	9	3	n/a	n/a
2022	Mar 13, 2023	$441M	$433M	7	7	3	n/a	n/a
2021	Mar 29, 2022	$515M	$506M	7	7	2	n/a	n/a
2020	Feb 22, 2021	$435M	$426M	7	7	2	n/a	n/a
2019	Mar 17, 2020	$391M	$382M	7	7	2	n/a	n/a
2018	Mar 1, 2019	$338M	$329M	7	6	3	n/a	n/a
2017	Mar 26, 2018	$358M	$348M	8	6	3	n/a	n/a
2016	Mar 28, 2017	$367M	$359M	11	6	n/a	n/a	n/a
2015	Mar 23, 2016	$481M	$423M	11	8	n/a	n/a	n/a
2014	Mar 30, 2015	$434M	$422M	12	8	n/a	n/a	n/a
2013	Apr 1, 2014	$525M	$472M	12	8	n/a	n/a	n/a
2012	Feb 14, 2013	$260M	$192M	7	7	n/a	n/a	n/a
2011	Feb 27, 2012	$214M	$157M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$522M	$441M	18.4%	$435M	6.3%	10	7	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Farther	4	Jan 7, 2025	Jan 14, 2025	SPRINGFIELD, MO	Firm absorbed	RIA to RIA	50.0%

Relationships

Owns (5)

← WALKER, DENNIS, ROBINOwnerMEMBER, ownership code B, individual
Apr 1, 2014 to presentfactForm ADV
← COSTENBADER, WALTER, RUSSELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← TIMSON, GLENN, HILLOwnerMEMBER, ownership code A, individual
Feb 27, 2012 to presentfactForm ADV
← GRIFFITHS, DAVID, JOHNOwnerMEMBER, ownership code A, individual
Feb 27, 2012 to presentfactForm ADV
← VEALE, THOMAS, MELDRUMOwnerMEMBER, ownership code B, individual
Feb 27, 2012 to presentfactForm ADV

Controls (3)

← HANDY, JOHN, WENDLANDOwnerMANAGING MEMBER, PORTFOLIO STRATEGIST, ownership code B, individual
Apr 1, 2014 to presentfactForm ADV
← TIMSON, JONATHAN, CRAIGOwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICERR, ownership code C, individual
Apr 1, 2014 to presentfactForm ADV
← ORZEL, MICHAEL, JAMESOwnerMANAGING MEMBER, CHIEF OPERATING OFFICER, ownership code A, individual
Feb 27, 2012 to presentfactForm ADV

Affiliated with (1)

← SIGNALPOINT CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (11)

← JOHN WENDLAND HANDYAdvisorregistration: previous registration
Aug 8, 2013 to Mar 16, 2025factForm ADV
← MICHAEL JAMES ORZELAdvisorregistration: previous registration
Sep 30, 2008 to Mar 16, 2025factForm ADV
← Myles Caleb JacksonAdvisorregistration: previous registration
Jan 5, 2023 to Jan 14, 2025factForm ADV
← George Carpenter TimsonAdvisorregistration: previous registration
Sep 14, 2022 to Jan 13, 2025factForm ADV
← JONATHAN CRAIG TIMSONAdvisorregistration: previous registration
Aug 9, 2013 to Jan 10, 2025factForm ADV
← ANDREA L BATEYAdvisorregistration: previous registration
Sep 5, 2013 to Jan 7, 2025factForm ADV
← CAROLYN MASSIE HOFFMANAdvisorregistration: previous registration
Sep 5, 2013 to Jan 7, 2025factForm ADV
← James Preston SmithAdvisorregistration: previous registration
May 17, 2019 to Jan 7, 2025factForm ADV
← DENNIS ROBIN WALKERAdvisorregistration: previous registration
Aug 9, 2013 to Feb 17, 2017factForm ADV
← MOLLY MCGOWAN CRIDERAdvisorregistration: previous registration
Sep 5, 2013 to Feb 17, 2017factForm ADV
← TROY EUGENE KENNEDYAdvisorregistration: previous registration
Jan 5, 2010 to Jan 31, 2014factForm ADV

Moved with (1)

→ FARTHERRegistered adviser4 advisors, firm absorbed
Jan 7, 2025 to Jan 14, 2025factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Signalpoint Asset Management Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $522.3M)
Form ADVobserved 4 days ago
$522M
Occurred
Mar 16, 2025
Advisor changed firm
Michael James Orzel left Signalpoint Asset Management Llc for Signalpoint Capital Management, Llc (registered 2014-02-19)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2025
Advisor changed firm
John Wendland Handy left Signalpoint Asset Management Llc for Signalpoint Capital Management, Llc (registered 2014-02-21)
Form ADVobserved 4 days ago
Occurred
Jan 14, 2025
Advisor changed firm
Myles Caleb Jackson left Signalpoint Asset Management Llc for Farther (registered 2025-01-14)
Form ADVobserved 4 days ago
Occurred
Jan 13, 2025
Advisor changed firm
George Carpenter Timson left Signalpoint Asset Management Llc for Farther (registered 2024-12-03)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2025
Advisor changed firm
Jonathan Craig Timson left Signalpoint Asset Management Llc for Signalpoint Capital Management, Llc (registered 2014-02-25)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2025
Firm absorbed
Signalpoint Asset Management LLC's advisors moved to Farther (Springfield, MO): 4 of 8 registered, within 7 days
Form ADVobserved 4 days ago
4 advisors
Occurred
Jan 7, 2025
Advisor changed firm
James Preston Smith left Signalpoint Asset Management Llc for Farther (registered 2025-01-13)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Carolyn Massie Hoffman left Signalpoint Asset Management Llc for Farther (registered 2025-01-13)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Andrea L Batey left Signalpoint Asset Management Llc for Farther (registered 2025-01-13)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fe8fd89-b7ef-a9b7-f12a-e91cfa723eb5
First observed: Feb 27, 2012
Last observed: Nov 27, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIGNALPOINT ASSET MANAGEMENT LLC

CRD 147578

SPRINGFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fe8fd89-b7ef-a9b7-f12a-e91cfa723eb5

Data as of Nov 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANDY, JOHN, WENDLAND

MANAGING MEMBER, PORTFOLIO STRATEGIST

yes

01/2014

Apr 1, 2014

Nov 27, 2024

ORZEL, MICHAEL, JAMES

MANAGING MEMBER, CHIEF OPERATING OFFICER

yes

08/2008

Feb 27, 2012

Nov 27, 2024

TIMSON, JONATHAN, CRAIG

MANAGING MEMBER, CHIEF EXECUTIVE OFFICERR

yes

09/2014

Apr 1, 2014

Nov 27, 2024

COSTENBADER, WALTER, RUSSELL

CHIEF COMPLIANCE OFFICER

02/2015

Mar 30, 2015

Nov 27, 2024

GRIFFITHS, DAVID, JOHN

Member

01/2010

Feb 27, 2012

Nov 27, 2024

TIMSON, GLENN, HILL

Member

12/2010

Feb 27, 2012

Nov 27, 2024

VEALE, THOMAS, MELDRUM

Member

01/2024

Feb 27, 2012

Nov 27, 2024

WALKER, DENNIS, ROBIN

Member

06/2008

Apr 1, 2014

Nov 27, 2024

City

State

Country

Employees

Also broker-dealer

Fayetteville

United States

Madison

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$522M

$515M

n/a

2022

Mar 13, 2023

$441M

$433M

n/a

2021

Mar 29, 2022

$515M

$506M

n/a

2020

Feb 22, 2021

$435M

$426M

n/a

2019

Mar 17, 2020

$391M

$382M

n/a

2018

Mar 1, 2019

$338M

$329M

n/a

2017

Mar 26, 2018

$358M

$348M

n/a

2016

Mar 28, 2017

$367M

$359M

n/a

2015

Mar 23, 2016

$481M

$423M

n/a

2014

Mar 30, 2015

$434M

$422M

n/a

2013

Apr 1, 2014

$525M

$472M

n/a

2012

Feb 14, 2013

$260M

$192M

n/a

2011

Feb 27, 2012

$214M

$157M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$522M

$441M

18.4%

$435M

6.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Farther

Jan 7, 2025

Jan 14, 2025

SPRINGFIELD, MO

Firm absorbed

RIA to RIA

50.0%