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RIA / WealthAdvisor10 years in industry

RAYMOND GIN

Advisor at FARTHER

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:2a1df7e5-700f-22ba-edf0-7e1b3d211902

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARTHER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 10, 2018
First registration: Dec 28, 2018
Dual registered: no
IAPD individual key: 6719627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Farther	Independent wealth	Apr 18, 2022	n/a	yes	SAN FRANCISCO, CA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 18, 2019	Apr 29, 2022	no	San Francisco, CA\|Ft Lauderdale, FL\|Orinda, CA\|FRESNO, CA\|San Pablo, CA\|LAFAYETTE, CA	Previous registration
THE RETIREMENT GROUP, LLC	Former SEC adviser	Dec 28, 2018	Nov 7, 2019	no	SAN DIEGO, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Dec 28, 2018	Nov 1, 2019	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	Farther	Apr 29, 2022	Apr 18, 2022	-11	Firm change	Ibd to RIA
THE RETIREMENT GROUP, LLC	CITIGROUP GLOBAL MARKETS INC.	Nov 7, 2019	Dec 18, 2019	41	Firm change	RIA to ibd
FSC SECURITIES CORPORATION	THE RETIREMENT GROUP, LLC	Nov 1, 2019	Dec 28, 2018	-308	Firm change after gap	Ibd to RIA

Relationships

Registered with (4)

→ FARTHERRegistered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 18, 2019 to Apr 29, 2022factForm ADV
→ THE RETIREMENT GROUP, LLCRegistered adviserregistration: previous registration
Dec 28, 2018 to Nov 7, 2019factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 28, 2018 to Nov 1, 2019factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
Raymond Gin left Citigroup Global Markets Inc. for Farther (registered 2022-04-18)
Form ADVobserved 5 days ago