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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

KENNETH GORDON DUNCAN

Advisor at FIRST CITIZENS ASSET MANAGEMENT, INC

Raleigh, NC | RALEIGH, NC

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Search this name across graphsid dfx:ria:2a1f52bd-6491-e652-2d35-f60033757d97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS ASSET MANAGEMENT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 3
Registered states: 1
Exams: S63|S66|S65
First exam: Nov 4, 1991
First registration: Apr 16, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2100838

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB WEALTH	Independent wealth	Jun 8, 2026	n/a	yes	Raleigh, NC	Current employment
FIRST CITIZENS ASSET MANAGEMENT, INC	Bd affiliated wealth	Jun 8, 2026	n/a	yes	Raleigh, NC	Current employment
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Sep 8, 2025	n/a	yes	RALEIGH, NC	Current employment
PNC CAPITAL ADVISORS LLC	Other adviser	Jun 2, 2016	Dec 10, 2024	no	Indianapolis, IN\|Carmel, IN\|BALTIMORE, MD\|Tampa, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 6, 2011	May 16, 2016	no	PITTSBURGH, PA\|CHARLOTTE, NC	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	May 4, 2011	Nov 7, 2011	no	ADDISON, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Apr 2, 2008	Feb 25, 2011	no	DALLAS, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 10, 2002	Dec 19, 2003	no	INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 16, 2001	Mar 21, 2003	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC CAPITAL ADVISORS LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Dec 10, 2024	Sep 8, 2025	272	Firm change	Other
PNC WEALTH MANAGEMENT	PNC CAPITAL ADVISORS LLC	May 16, 2016	Jun 2, 2016	17	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	PNC WEALTH MANAGEMENT	Nov 7, 2011	Dec 6, 2011	29	Firm change	Other
1ST GLOBAL ADVISORS INC	USAA FINANCIAL PLANNING SERVICES	Feb 25, 2011	May 4, 2011	68	Firm change	Other
CHARLES SCHWAB & CO., INC.	1ST GLOBAL ADVISORS INC	Dec 19, 2003	Apr 2, 2008	1,566	Firm change after gap	Other

Relationships

Registered with (8)

→ FIRST CITIZENS ASSET MANAGEMENT, INCRegistered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Jun 2, 2016 to Dec 10, 2024factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 6, 2011 to May 16, 2016factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
May 4, 2011 to Nov 7, 2011factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Apr 2, 2008 to Feb 25, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 10, 2002 to Dec 19, 2003factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
Kenneth Gordon Duncan left Pnc Capital Advisors Llc for First Citizens Investor Services, Inc. (registered 2025-09-08)
Form ADVobserved 5 days ago