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Advisor at ARAX ADVISORY PARTNERS
New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Jul 20, 2026 | n/a | yes | New York, NY|NEW YORK, NY | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jan 7, 2025 | Jul 21, 2026 | no | New York, NY | Previous registration |
| LAIDLAW WEALTH MANAGEMENT LLC | Independent wealth | Nov 14, 2018 | Dec 31, 2024 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 20, 2011 | Nov 5, 2018 | no | UPPER MONTCLAIR, NJ|RAMSEY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | ARAX ADVISORY PARTNERS | Jul 21, 2026 | Jul 20, 2026 | -1 | Bulk transfer | Ibd to ibd |
| LAIDLAW WEALTH MANAGEMENT LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Dec 31, 2024 | Jan 7, 2025 | 7 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LAIDLAW WEALTH MANAGEMENT LLC | Nov 5, 2018 | Nov 14, 2018 | 9 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150040:288199:NY:2024-12-31 | Dec 31, 2024 | Jan 7, 2025 | NEW YORK, NY | Firm change |