DFX Intelligence

R•••• A•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R•••• A•••• H•••

Advisor at L••• P••• G••••• I••••••••• L••

ALPINE, UT

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Search this name across graphsid dfx:ria:2a22760f-578d-d4b8-98a5-5b62dfa4feb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• P••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• P••• G••••• I••••••••• L••	Mixed wealth	Sep 18, 2019	n/a	yes	ALPINE, UT	Current employment
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Mar 1, 2007	Jul 10, 2019	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• B•••• • C•••••• L•••••	L••• P••• G••••• I••••••••• L••	Jul 10, 2019	Sep 18, 2019	70	Firm change	Other
W•••••• A••••••• L•	W•••••• B•••• • C•••••• L•••••	Aug 18, 2004	Mar 1, 2007

Relationships

Registered with (3)

→ L••• P••• G••••• I••••••••• L••Registered adviserregistration: current employment
Sep 18, 2019 to presentfactForm ADV
→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
Mar 1, 2007 to Jul 10, 2019factForm ADV
→ W•••••• A••••••• L•Registered adviserregistration: previous registration
Jan 1, 2000 to Aug 18, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a22760f-578d-d4b8-98a5-5b62dfa4feb6
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.